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UNIVERSAL ELECTRONICS INC — Director's Dealing 2014
Aug 19, 2014
34452_dirs_2014-08-19_684edac9-cc3b-4a1d-83f3-f8cd5debb84e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2014-08-18
Reporting Person: Kopaskie Mark S (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-18 | Common Stock | M | 2000 | $20.085 | Acquired | 15075 | Direct |
| 2014-08-18 | Common Stock | S | 2000 | $54.0602 | Disposed | 13075 | Direct |
| 2014-08-18 | Common Stock | M | 1396 | $20.085 | Acquired | 14471 | Direct |
| 2014-08-18 | Common Stock | S | 1396 | $53.4876 | Disposed | 13075 | Direct |
| 2014-08-18 | Common Stock | M | 904 | $19.245 | Acquired | 13979 | Direct |
| 2014-08-18 | Common Stock | S | 904 | $53.4876 | Disposed | 13075 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-18 | Employee Stock Option (Rt to Buy) | $20.085 | M | 2000 | Disposed | 2022-02-08 | Common Stock (2000) | Direct |
| 2014-08-18 | Employee Stock Option (Rt to Buy) | $20.085 | M | 1396 | Disposed | 2022-02-08 | Common Stock (1396) | Direct |
| 2014-08-18 | Employee Stock Option (Rt to Buy) | $19.245 | M | 904 | Disposed | 2023-02-13 | Common Stock (904) | Direct |
Footnotes
F1: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F2: This is the weighted average of the price traded. The high was $54.16 and the low was $54.00.
F3: This is the weighted average of the price traded. The high was $53.60 and the low was $53.50.
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