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UNIVERSAL ELECTRONICS INC — Director's Dealing 2014
Sep 3, 2014
34452_dirs_2014-09-03_2e5ed559-1c05-48fc-ba9e-cd95520a9a5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2014-09-02
Reporting Person: FIREHAMMER RICHARD A JR (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-02 | Common Stock | M | 12300 | $24.91 | Acquired | 14238 | Direct |
| 2014-09-02 | Common Stock | S | 12300 | $54.6877 | Disposed | 1938 | Direct |
| 2014-09-02 | Common Stock | M | 7700 | $29.25 | Acquired | 9638 | Direct |
| 2014-09-02 | Common Stock | S | 7700 | $54.6877 | Disposed | 1938 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-02 | Employee Stock Option (Rt to Buy) | $24.91 | M | 12300 | Disposed | 2020-01-25 | Common Stock (12300) | Direct |
| 2014-09-02 | Employee Stock Option (Rt to Buy) | $29.25 | M | 7700 | Disposed | 2021-04-06 | Common Stock (7700) | Direct |
Footnotes
F1: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F2: This is a weighted average of the price traded. The high was $54.9625 and the low was $54.40.
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