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UNIVERSAL ELECTRONICS INC — Director's Dealing 2014
Sep 4, 2014
34452_dirs_2014-09-04_7d5822df-3d14-4872-b9a9-f171ed4b88a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2014-09-04
Reporting Person: FIREHAMMER RICHARD A JR (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-04 | Common Stock | M | 2000 | $29.25 | Acquired | 3938 | Direct |
| 2014-09-04 | Common Stock | S | 2000 | $55.4154 | Disposed | 1938 | Direct |
| 2014-09-04 | Common Stock | M | 14250 | $20.085 | Acquired | 16188 | Direct |
| 2014-09-04 | Common Stock | S | 14250 | $55.4154 | Disposed | 1938 | Direct |
| 2014-09-04 | Common Stock | M | 9100 | $19.245 | Acquired | 11038 | Direct |
| 2014-09-04 | Common Stock | S | 9100 | $55.4154 | Disposed | 1938 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-04 | Employee Stock Option (Rt to Buy) | $29.25 | M | 2000 | Disposed | 2021-04-06 | Common Stock (2000) | Direct |
| 2014-09-04 | Employee Stock Option (Rt to Buy) | $20.085 | M | 14250 | Disposed | 2022-02-08 | Common Stock (14250) | Direct |
| 2014-09-04 | Employee Stock Option (Rt to Buy) | $19.245 | M | 9100 | Disposed | 2023-02-13 | Commom Stock (9100) | Direct |
Footnotes
F1: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F2: This is a weighted average of the price traded. The high was $55.80 and the low was $54.75.
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