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UNIVERSAL ELECTRONICS INC — Director's Dealing 2014
Nov 26, 2014
34452_dirs_2014-11-25_a3f9a82b-cf84-4d22-adad-892ec719a32d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2014-11-25
Reporting Person: Hackworth Bryan M (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-25 | Common Stock | M | 2650 | $24.91 | Acquired | 27842 | Direct |
| 2014-11-25 | Common Stock | S | 2650 | $60.1137 | Disposed | 25192 | Direct |
| 2014-11-25 | Common Stock | M | 5000 | $29.25 | Acquired | 30192 | Direct |
| 2014-11-25 | Common Stock | S | 5000 | $60.1137 | Disposed | 25192 | Direct |
| 2014-11-25 | Common Stock | M | 8000 | $20.085 | Acquired | 33192 | Direct |
| 2014-11-25 | Common Stock | S | 8000 | $60.1137 | Disposed | 25192 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-25 | Employee Stock Option (Rt to Buy) | $24.91 | M | 2650 | Disposed | 2020-01-25 | Common (2650) | Direct |
| 2014-11-25 | Employee Stock Option (Rt to Buy) | $29.25 | M | 5000 | Disposed | 2021-04-06 | Common (5000) | Direct |
| 2014-11-25 | Employee Stock Option (Rt to Buy) | $20.085 | M | 8000 | Disposed | 2022-02-08 | Common (8000) | Direct |
Footnotes
F1: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F2: This is the weighted average of the price traded. The high was $60.53 and the low was $59.88.
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