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UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Apr 4, 2013
34452_dirs_2013-04-04_dbb59f1a-adf8-4602-83d9-c6163a1bbc28.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2012-02-08
Reporting Person: Bennett Paul J (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-28 | Common Stock | M | 32811 | $12.58 | Acquired | 96135 | Direct |
| 2013-02-28 | Common Stock | S | 32811 | $19.152 | Disposed | 63344 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-08 | Emp Stock Option (Rt. to Buy) | $20.085 | A | 22800 | Acquired | 2022-02-08 | Common (22800) | Direct |
| 2013-02-13 | Emp Stock Option (Rt. to Buy) | $19.245 | A | 23100 | Acquired | 2023-02-13 | Common (23100) | Direct |
| 2013-02-28 | Emp Stock Option (Rt. to Buy) | $12.58 | M | 32811 | Disposed | 2013-02-28 | Common (32811) | Direct |
Footnotes
F1: Employee Stock Option (Rt to Buy) grant to Reporting Person in accordance with one of Universal Electronics Inc's various Stock Incentive Plans which provides for ratable vesting each quarter for three years after one year following the date of grant or earlier under certain circumstances.
F2: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F3: Number of Derivative Securities beneficially owned following reported transaction has been adjusted to reflect an adjustment for 10,000 options that have expired.