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UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Aug 15, 2013
34452_dirs_2013-08-15_35ffc093-398b-48a7-9ff1-d86f884100d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2013-08-13
Reporting Person: FIREHAMMER RICHARD A JR (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-13 | Common Stock | M | 6747 | $16.25 | Acquired | 8344 | Direct |
| 2013-08-13 | Common Stock | S | 6747 | $33.51 | Disposed | 1597 | Direct |
| 2013-08-13 | Common Stock | M | 8153 | $16.25 | Acquired | 9750 | Direct |
| 2013-08-13 | Common Stock | S | 8153 | $33.19 | Disposed | 1597 | Direct |
| 2013-08-13 | Common Stock | A | 496 | $32.83 | Disposed | 2093 | Direct |
| 2013-08-13 | Common Stock (Held in Company 401K Plan) | J | 2777 | $31.90 | Disposed | 1339 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-13 | Employee Stock Option (Rt to Buy) | $16.25 | M | 6747 | Disposed | 2019-03-10 | Common (6747) | Direct |
| 2013-08-13 | Employee Stock Option (Rt to Buy) | $16.25 | M | 8153 | Disposed | 2019-03-10 | Common (8153) | Direct |
Footnotes
F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14, 2013.
F2: Price determined in accordance with the Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14, 2013.
F3: Diversification transaction of Company Match Stock held in Company's 401K Plan.
F4: The Amount of Securities benefically owned by the Reporting Person in the Company's 401K Plan following the reported transaction is based on the Company Match Stock as reported in the latest 401K quarterly statement.
F5: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.