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UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Aug 15, 2013
34452_dirs_2013-08-15_fdc371fd-7a6d-4f17-aed6-a7dafbc4e467.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2012-05-07
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-07 | Common Stock | M | 15000 | $12.58 | Acquired | 141546 | Direct |
| 2013-05-07 | Common Stock | S | 15000 | $24.1493 | Disposed | 126546 | Direct |
| 2013-05-08 | Common Stock | M | 1400 | $12.58 | Acquired | 127946 | Direct |
| 2013-05-08 | Common Stock | S | 1400 | $24.0157 | Disposed | 126546 | Direct |
| 2013-05-09 | Common Stock | M | 2797 | $12.58 | Acquired | 129343 | Direct |
| 2013-05-09 | Common Stock | S | 2797 | $24.00 | Disposed | 126546 | Direct |
| 2013-05-10 | Common Stock | M | 60803 | $12.58 | Acquired | 187349 | Direct |
| 2013-05-10 | Common Stock | S | 60803 | $24.8311 | Disposed | 126546 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-07 | Employee Stock Option (Rt to Buy) | $12.58 | M | 15000 | Disposed | 2014-03-24 | Common Stock (15000) | Direct |
| 2013-05-08 | Employee Stock Option (Rt to Buy) | $12.58 | M | 1400 | Disposed | 2014-03-24 | Common Stock (1400) | Direct |
| 2013-05-09 | Employee Stock Option (Rt to Buy) | $12.58 | M | 2797 | Disposed | 2014-03-24 | Common Stock (2797) | Direct |
| 2013-05-10 | Employee Stock Option (Rt. to Buy) | $12.58 | M | 60803 | Disposed | 2014-03-24 | Common Stock (60803) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F2: Correction on misreported Derivative Securities Beneficially owned on previous Form 4 filing due to a mathematical error
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