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UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Aug 15, 2013
34452_dirs_2013-08-15_870b2072-55b8-4670-8e0d-9f7d46e74368.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2013-05-17
Reporting Person: Kopaskie Mark S (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-17 | Common Stock | M | 300 | $16.25 | Acquired | 28669 | Direct |
| 2013-05-17 | Common Stock | S | 300 | $26.7033 | Disposed | 28369 | Direct |
| 2013-05-20 | Common Stock | M | 2858 | $16.25 | Acquired | 31227 | Direct |
| 2013-05-20 | Common Stock | S | 2858 | $26.2538 | Disposed | 28369 | Direct |
| 2013-05-21 | Common Stock | M | 2937 | $16.25 | Acquired | 31306 | Direct |
| 2013-05-21 | Common Stock | S | 2937 | $26.16 | Disposed | 28369 | Direct |
| 2013-05-22 | Common Stock | M | 5000 | $16.25 | Acquired | 33369 | Direct |
| 2013-05-22 | Common Stock | S | 5000 | $26.5347 | Disposed | 28369 | Direct |
| 2013-05-22 | Common Stock | M | 6105 | $16.25 | Acquired | 34474 | Direct |
| 2013-05-22 | Common Stock | S | 6105 | $26.6094 | Disposed | 28369 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-17 | Employee Stock Option (Rt to Buy) | $16.25 | M | 300 | Disposed | 2019-03-10 | Common Stock (300) | Direct |
| 2013-05-20 | Employee Stock Option (Rt to Buy) | $16.25 | M | 2858 | Disposed | 2019-03-10 | Common Stock (2858) | Direct |
| 2013-05-21 | Employee Stock Option (Rt to Buy) | $16.25 | M | 2937 | Disposed | 2019-03-10 | Common Stock (2937) | Direct |
| 2013-05-22 | Employee Stock Option (Rt to Buy) | $16.25 | M | 5000 | Disposed | 2019-03-10 | Common Stock (5000) | Direct |
| 2013-05-22 | Employee Stock Option (Rt to Buy) | $16.25 | M | 6105 | Disposed | 2019-03-10 | Common Srock (6105) | Direct |
Footnotes
F1: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F2: Correction on misreported Derivative Securities Beneficially Owned on previous Form 4 filing due to a mathematical error.
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