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UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Sep 10, 2013
34452_dirs_2013-09-10_12ffc07f-18ae-4a88-92e3-ad2d5759d14c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2013-09-09
Reporting Person: Hackworth Bryan M (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-09 | Common Stock | M | 10000 | $16.25 | Acquired | 28429 | Direct |
| 2013-09-09 | Common Stock | S | 10000 | $31.454 | Disposed | 18429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-09 | Employee Stock Option (Rt. to Buy) | $16.25 | M | 10000 | Disposed | 2019-03-10 | Common Stock (10000) | Direct |
Footnotes
F1: This is the weighted average of the price traded. The high was $31.670 and the low was $31.060.
F2: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F3: Cashless Exercise of Employee Stock Option.
Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 28, 2013.
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