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UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Sep 27, 2013
34452_dirs_2013-09-26_e3e191b2-93ce-465a-b550-25d60cc79fd6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2013-09-24
Reporting Person: Hackworth Bryan M (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-24 | Common Stock | M | 6748 | $24.91 | Acquired | 25177 | Direct |
| 2013-09-24 | Common Stock | S | 6748 | $33.1627 | Disposed | 18429 | Direct |
| 2013-09-25 | Common Stock | M | 6150 | $24.91 | Acquired | 24579 | Direct |
| 2013-09-25 | Common Stock | S | 6150 | $34.0705 | Disposed | 18429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-24 | Employee Stock Option (Rt. to Buy) | $24.91 | M | 6748 | Disposed | 2020-01-25 | Common Stock (6748) | Direct |
| 2013-09-25 | Employee Stock Option (Rt to Buy) | $24.91 | M | 6150 | Disposed | 2020-01-25 | Common (6150) | Direct |
Footnotes
F1: This is the weighted average of the price traded. The high was $33.480 and the low was $33.00.
F2: This is the weighted average of the price traded. The high was $34.960 and the low was $33.240.
F3: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: Cashless Exercise of Employee Stock Option.
Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 28, 2013.
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