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UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Sep 27, 2013
34452_dirs_2013-09-26_9e169bce-12aa-40d1-8d0a-fc6976fee348.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2013-09-25
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-25 | Common Stock | M | 6500 | $17.585 | Acquired | 137950 | Direct |
| 2013-09-25 | Common Stock | S | 6500 | $34.1346 | Disposed | 131450 | Direct |
| 2013-09-26 | Common Stock | M | 6500 | $17.585 | Acquired | 137950 | Direct |
| 2013-09-26 | Common Stock | S | 6500 | $35.8462 | Disposed | 131450 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-25 | Employee Stock Option (Rt. to Buy) | $17.585 | M | 6500 | Disposed | 2015-01-21 | Common Stock (6500) | Direct |
| 2013-09-26 | Employee Stock Option (Rt to Buy) | $17.585 | M | 6500 | Disposed | 2015-01-21 | Common (6500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: This is the weighted average of the price traded. The high was $35.00 and the low was $33.50.
F2: This is the weighted average of the price traded. The high was $36.25 and the low was $35.50.
F3: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: Cashless Exercise of Employee Stock Option.
Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 26, 2013.
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