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UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Oct 1, 2013
34452_dirs_2013-09-30_1da7b4eb-206e-4786-9dce-749f1561feb5.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2013-08-29
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-29 | Common Stock | M | 8698 | $17.585 | Acquired | 140148 | Direct |
| 2013-08-29 | Common Stock | S | 8698 | $31.5976 | Disposed | 131450 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-29 | Employee Stock Option (Rt. to Buy) | $17.585 | M | 8698 | Disposed | 2015-01-21 | Common Stock (8698) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: Form 4/A filed to amend "3. Date of Earliest Transaction" misreported as 08/29/2012 and should have been reported as 08/29/2013.
F2: This is the weighted average of the price traded. The high was $31.80 and the low was $31.50.
F3: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: Cashless Exercise of Employee Stock Option.
Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August5 28, 2013.
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