AI assistant
UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Oct 1, 2013
34452_dirs_2013-10-01_75ee3182-76d8-4128-8474-759edbd18014.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2013-09-27
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-27 | Common Stock | M | 2702 | $17.585 | Acquired | 134152 | Direct |
| 2013-09-27 | Common Stock | S | 2702 | $36.4555 | Disposed | 131450 | Direct |
| 2013-09-30 | Common Stock | M | 2500 | $17.585 | Acquired | 133950 | Direct |
| 2013-09-30 | Common Stock | S | 2500 | $36.002 | Disposed | 131450 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-27 | Employee Stock Option (Rt. to Buy) | $17.585 | M | 2702 | Disposed | 2015-01-21 | Common Stock (2702) | Direct |
| 2013-09-30 | Employee Stock Option (Rt to Buy) | $17.585 | M | 2500 | Disposed | 2015-01-21 | Common (2500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: This is the weighted average of the price traded. The high was $36.50 and the low was $36.40.
F2: This is the weighted average of the price traded. The high was $36.04 and the low was $36.00.
F3: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: Cashless Exercise of Employee Stock Option.
Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 26, 2013.
F5: This Form 4A is being filed to correct an error in reporting the Exercisable Date of the Stock Options Exercised. The date was reported as 01/21/2009 but should have been reported as 01/21/2008.