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UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Oct 8, 2013
34452_dirs_2013-10-07_dd6942e0-d319-46c5-a33a-df1e269642cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2013-10-04
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-04 | Common Stock | M | 1248 | $17.585 | Acquired | 132698 | Direct |
| 2013-10-04 | Common Stock | S | 1248 | $36.00 | Disposed | 131450 | Direct |
| 2013-10-06 | Common Stock | A | 749 | $35.035 | Acquired | 132199 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-04 | Employee Stock Option (Rt. to Buy) | $17.585 | M | 1248 | Disposed | 2015-01-21 | Common Stock (1248) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on March 29, 2011 and ratified by the Board of Directors on April 6, 2011.
F2: Price determined in accordance with the terms of the Restricted Stock Grant approved and recommended by the Compensation Committee of the Board of Directors on March 29, 2011 and approved by the Board of Directors on April 6, 2011.
F3: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: Cashless Exercise of Employee Stock Option.
Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 26, 2013.