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UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Oct 18, 2013
34452_dirs_2013-10-17_4d126e86-09eb-4232-bec0-b4fc6384244d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2013-10-16
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-16 | Common Stock | M | 2515 | $17.585 | Acquired | 134714 | Direct |
| 2013-10-16 | Common Stock | S | 2515 | $36.00 | Disposed | 132199 | Direct |
| 2013-10-17 | Common Stock | M | 4000 | $17.585 | Acquired | 136199 | Direct |
| 2013-10-17 | Common Stock | S | 4000 | $36.375 | Disposed | 132199 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-16 | Employee Stock Option (Rt. to Buy) | $17.585 | M | 2515 | Disposed | 2015-01-21 | Common Stock (2515) | Direct |
| 2013-10-17 | Employee Stock Option (Rt to Buy) | $17.585 | M | 4000 | Disposed | 2015-01-21 | Common (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: This is the weighted average of the price traded. The high was $36.50 and the low was $36.25.
F2: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F3: Cashless Exercise of Employee Stock Option.
Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 26, 2013.
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