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UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Nov 16, 2013
34452_dirs_2013-11-15_5ac1a16a-ed17-4202-9136-341759732663.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2013-11-14
Reporting Person: Kopaskie Mark S (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-14 | Common Stock | M | 5000 | $24.91 | Acquired | 14093 | Direct |
| 2013-11-14 | Common Stock | S | 5000 | $36.8966 | Disposed | 9093 | Direct |
| 2013-11-15 | Common Stock | M | 9212 | $24.91 | Acquired | 18305 | Direct |
| 2013-11-15 | Common Stock | S | 9212 | $37.013 | Disposed | 9093 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-14 | Employee Stock Option (Rt to Buy) | $24.91 | M | 5000 | Disposed | 2020-01-25 | Common Stock (5000) | Direct |
| 2013-11-15 | Employee Stock Option (Rt to Buy) | $24.91 | M | 9212 | Disposed | 2020-01-25 | Common (9219) | Direct |
Footnotes
F1: This is the weighted average of the price traded. The high was $37.00 and the low was $36.8945.
F2: This is the weighted average of the price traded. The high was $37.01719 and the low was $37.007939.
F3: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
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