AI assistant
UNIVERSAL ELECTRONICS INC — Director's Dealing 2013
Nov 19, 2013
34452_dirs_2013-11-19_56154f36-7565-45af-8f96-194e83e7bd09.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2013-11-13
Reporting Person: Bennett Paul J (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-13 | Common Stock | A | 437 | $36.46 | Acquired | 62173 | Direct |
| 2013-11-18 | Common Stock | S | 1000 | $37.05 | Disposed | 61173 | Direct |
| 2013-11-18 | Common Stock | M | 5000 | $17.585 | Acquired | 66173 | Direct |
| 2013-11-18 | Common Stock | S | 5000 | $37.00 | Disposed | 61173 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-18 | Employee Stock Option (Rt. to Buy) | $17.585 | M | 5000 | Disposed | 2015-01-21 | Common (5000) | Direct |
Footnotes
F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14,2013.
F2: Price Determined in accordance with the Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14,2013.
F3: Transaction originally reported on November 14, 2013 Form 4 Filing as occuring on November 14, 2013 was unilaterally cancelled by Broker and reexecuted on November 18, 2013.
F4: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.