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UNIVERSAL ELECTRONICS INC — Director's Dealing 2012
Oct 22, 2012
34452_dirs_2012-10-22_739bd4b6-b90b-4a65-82f3-41f63853664b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2012-10-01
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-01 | Common Stock | F | 57066 | $18.265 | Disposed | 34695 | Direct |
| 2012-10-01 | Common Stock | M | 80000 | $8.45 | Acquired | 114695 | Direct |
| 2012-10-06 | Common Stock | A | 836 | $19.265 | Acquired | 115531 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-01 | Employee Stock Option (Rt to Buy) | $8.45 | M | 80000 | Disposed | 2012-11-12 | Common Stock (80000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F2: Stock issued pursuant to Restricted Stock Grant approved and recommended by the Compensation Committee of the Board of Directors on March 29, 2011 and ratified and approved by the Board of Directors on April 6, 2011.
F3: Price determined in accordance with the terms of the Restricted Stock Grant approved and recommended by the Compensation Committee of the Board of Directors on March 29, 2011 and ratified and approved by the Board of Directors on April 6, 2011.