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UNIVERSAL ELECTRONICS INC — Director's Dealing 2009
May 15, 2009
34452_dirs_2009-05-15_106ecb46-c76c-4986-bdbe-726ccb380a90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2009-05-13
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-05-13 | Common Stock | M | 14000 | $11.016 | Acquired | 64083 | Direct |
| 2009-05-13 | Common Stock | S | 14000 | $20.5147 | Disposed | 50083 | Direct |
| 2009-05-14 | Common Stock | M | 21000 | $11.016 | Acquired | 71083 | Direct |
| 2009-05-14 | Common Stock | S | 21000 | $20.1455 | Disposed | 50083 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-05-13 | Employee Stock Option (Rt to Buy) | $11.016 | M | 14000 | Disposed | 2009-10-07 | Common Stock (14000) | Direct |
| 2009-05-14 | Employee Stock Option (Rt to Buy) | $11.016 | M | 21000 | Disposed | 2009-10-07 | Common Stock (21000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: Cashless Exercise of Employee Stock Option. Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on May 12, 2009.
F2: The entered Price is the average prices of various transactions. The actual prices ranged between $20.14 and $21.16, inclusive.
F3: The entered Price is the average prices of various transactions. The actual prices ranged between $20.00 and $20.43, inclusive.
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