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UNIVERSAL ELECTRONICS INC — Director's Dealing 2009
May 19, 2009
34452_dirs_2009-05-19_b4a3c683-ace9-44c4-9400-e4dac00d3212.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2009-05-15
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-05-15 | Common Stock | M | 7500 | $11.016 | Acquired | 57583 | Direct |
| 2009-05-15 | Common Stock | S | 7500 | $20.004 | Disposed | 50083 | Direct |
| 2009-05-18 | Common Stock | M | 7500 | $11.016 | Acquired | 57583 | Direct |
| 2009-05-18 | Common Stock | S | 7500 | $20.2415 | Disposed | 50083 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-05-15 | Employee Stock Option (Rt to Buy) | $11.016 | M | 7500 | Disposed | 2009-10-07 | Common Stock (7500) | Direct |
| 2009-05-18 | Employee Stock Option (Rt to Buy) | $11.016 | M | 7500 | Disposed | 2009-10-07 | Common Stock (7500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: Cashless Exercise of Employee Stock Option. Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on May 12, 2009.
F2: The entered Price is the average prices of various transactions. The actual prices ranged between $20.00 and $20.27, inclusive.
F3: The entered Price is the average prices of various transactions. The actual prices ranged between $20.00 and $20.43, inclusive.
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