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UNIVERSAL ELECTRONICS INC — Director's Dealing 2009
Jun 8, 2009
34452_dirs_2009-06-08_62ab93b3-ab30-47d4-b8fb-7560ba344779.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2009-06-04
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-04 | Common Stock | M | 9000 | $11.016 | Acquired | 59083 | Direct |
| 2009-06-04 | Common Stock | S | 9000 | $21.0226 | Disposed | 50083 | Direct |
| 2009-06-05 | Common Stock | M | 13303 | $11.016 | Acquired | 63386 | Direct |
| 2009-06-05 | Common Stock | S | 13303 | $21.1857 | Disposed | 50083 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-06-04 | Employee Stock Option (Rt to Buy) | $11.016 | M | 9000 | Disposed | 2009-10-07 | Common Stock (9000) | Direct |
| 2009-06-05 | Employee Stock Option (Rt to Buy) | $11.016 | M | 13303 | Disposed | 2009-10-07 | Common Stock (13303) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: Cashless Exercise of Employee Stock Option. Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on May 12, 2009.
F2: The entered Price is the average prices of various transactions. The actual prices ranged between $21.00 and $21.12, inclusive.
F3: The entered Price is the average prices of various transactions. The actual prices ranged between $21.09 and $21.48, inclusive.
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