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UNIVERSAL ELECTRONICS INC — Director's Dealing 2009
Aug 20, 2009
34452_dirs_2009-08-19_07efef08-66d1-46d7-a3a4-39ebc5c711c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2009-08-17
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-17 | Common Stock | M | 10000 | $11.016 | Acquired | 62451 | Direct |
| 2009-08-17 | Common Stock | S | 10000 | $19.0561 | Disposed | 52451 | Direct |
| 2009-08-18 | Common Stock | M | 7197 | $11.016 | Acquired | 59648 | Direct |
| 2009-08-18 | Common Stock | S | 7197 | $19.3791 | Disposed | 52451 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-17 | Employee Stock Option (Rt to Buy) | $11.016 | M | 10000 | Disposed | 2009-10-07 | Common Stock (10000) | Direct |
| 2009-08-18 | Employee Stock Option (Rt to Buy) | $11.016 | M | 7197 | Disposed | 2009-10-07 | Common Stock (7197) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: Cashless Exercise of Employee Stock Option. Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on May 12, 2009.
F2: The entered Price is the average prices of various transactions. The actual prices ranged between $18.86 and $19.46, inclusive.
F3: The entered Price is the average prices of various transactions. The actual prices ranged between $19.20 and $19.56, inclusive.
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