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UNIVERSAL ELECTRONICS INC — Director's Dealing 2007
Oct 5, 2007
34452_dirs_2007-10-04_ce22f8c7-9044-4f5e-b695-26e6c6397d09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2007-10-02
Reporting Person: SPARKMAN J C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-10-02 | Common Stock | M | 13900 | $9.825 | Acquired | 68936 | Direct |
| 2007-10-02 | Common Stock | M | 15 | $12.92 | Acquired | 68951 | Direct |
| 2007-10-02 | Common Stock | S | 13915 | $33.0071 | Disposed | 55036 | Direct |
| 2007-10-03 | Common Stock | M | 5342 | $12.92 | Acquired | 60378 | Direct |
| 2007-10-03 | Common Stock | M | 443 | $16.38 | Acquired | 60821 | Direct |
| 2007-10-03 | Common Stock | S | 5785 | $33.0538 | Disposed | 55036 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-10-02 | Stock Option (Rt to Buy) | $9.825 | M | 13900 | Disposed | 2013-01-02 | Common Stock (13900) | Direct |
| 2007-10-02 | Stock Option (Rt to Buy) | $12.92 | M | 15 | Disposed | 2014-01-02 | Common Stock (15) | Direct |
| 2007-10-03 | Stock Option (Rt to Buy) | $12.92 | M | 5342 | Disposed | 2014-01-02 | Common Stock (5342) | Direct |
| 2007-10-03 | Stock Option (Rt to Buy) | $16.38 | M | 443 | Disposed | 2012-04-17 | Common Stock (443) | Direct |
Footnotes
F1: Cashless Exercise of Stock Option. Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 24, 2007.
F2: The entered Price is the average prices of various transactions. The actual prices ranged between $33.00 and $33.05, inclusive.
F3: The entered Price is the average prices of various transactions. The actual prices ranged between $33.05 and $33.10, inclusive.
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