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UNIVERSAL ELECTRONICS INC — Director's Dealing 2007
Oct 9, 2007
34452_dirs_2007-10-09_b0be1262-f80b-428b-b076-abb5ab4716a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2007-10-05
Reporting Person: SPARKMAN J C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-10-05 | Common Stock | M | 13413 | $18.5625 | Acquired | 68449 | Direct |
| 2007-10-05 | Common Stock | M | 4518 | $16.38 | Acquired | 72967 | Direct |
| 2007-10-05 | Common Stock | S | 17931 | $33.1706 | Disposed | 55036 | Direct |
| 2007-10-08 | Common Stock | M | 6587 | $18.5625 | Acquired | 61623 | Direct |
| 2007-10-08 | Common Stock | S | 6587 | $33.2234 | Disposed | 55036 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-10-05 | Stock Option (Rt to Buy) | $18.5625 | M | 13413 | Disposed | 2010-02-01 | Common Stock (13413) | Direct |
| 2007-10-05 | Stock Option (Rt to Buy) | $16.38 | M | 4518 | Disposed | 2012-04-17 | Common Stock (4518) | Direct |
| 2007-10-08 | Stock Option (Rt to Buy) | $18.5625 | M | 6587 | Disposed | 2010-02-01 | Common Stock (6587) | Direct |
Footnotes
F1: Cashless Exercise of Stock Option. Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 24, 2007.
F2: The entered Price is the average prices of various transactions. The actual prices ranged between $33.10 and $33.34, inclusive.
F3: The entered Price is the average prices of various transactions. The actual prices ranged between $33.15 and $33.48, inclusive.
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