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UNIVERSAL ELECTRONICS INC — Director's Dealing 2004
Jul 7, 2004
34452_dirs_2004-07-07_ee997d29-286b-4e02-a00c-4b79d377e605.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2003-01-09
Reporting Person: SPARKMAN J C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2001-04-03 | Common Stock | A | 379 | $17.31 | Acquired | 77214 | Direct |
| 2001-07-06 | Common Stock | A | 348 | $15.40 | Acquired | 77562 | Direct |
| 2002-01-29 | Common Stock | A | 165 | $16.035 | Acquired | 77727 | Direct |
| 2002-04-10 | Common Stock | A | 472 | $15.675 | Acquired | 78199 | Direct |
| 2002-07-11 | Common Stock | A | 472 | $13.625 | Acquired | 78671 | Direct |
| 2003-01-09 | Common Stock | A | 472 | $8.88 | Acquired | 79143 | Direct |
| 2003-01-09 | Common Stock | A | 472 | $9.825 | Acquired | 79615 | Direct |
| 2003-04-02 | Common Stock | A | 472 | $9.71 | Acquired | 80087 | Direct |
| 2003-07-07 | Common Stock | A | 472 | $12.825 | Acquired | 80559 | Direct |
| 2003-10-01 | Common Stock | A | 472 | $11.655 | Acquired | 81031 | Direct |
| 2003-12-30 | Common Stock | A | 472 | $12.75 | Acquired | 81503 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2002-04-17 | Stock Option (Rt to Buy) | $16.38 | A | 6000 | Acquired | 2012-04-17 | Common Stock (6000) | Direct |
| 2003-01-02 | Stock Option (Rt to Buy) | $9.825 | A | 13900 | Acquired | 2013-01-02 | Common Stock (13900) | Direct |
| 2004-01-02 | Stock Option (Rt to Buy) | $12.92 | A | 5357 | Acquired | 2014-01-02 | Common Stock (5357) | Direct |
Footnotes
F1: Stock issued purusant to Outside Director Compensation Plan approved by the Directors on July 11, 2001.
F2: Stock Option vests ratably over three years on the anniversary date of the date of grant, with the first vest to occur on 04/17/2003, the first anniversary date of the date of grant.
F3: Stock Option vests ratably over three years on the anniversary date of the date of grant, with the first vest to occur on 01/02/2004, the first anniversary date of the date of grant.
F4: Stock Option vests ratably over three years on the anniversary date of the date of grant, with the first vest to occur on 01/02/2005, the first anniversary date of the date of grant.