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UNIVERSAL ELECTRONICS INC — Director's Dealing 2004
Aug 31, 2004
34452_dirs_2004-08-31_822a61f7-00c0-458d-a72c-9ddb26325786.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2003-08-08
Reporting Person: AMES J STEWART (Sr VP Sales and Mktg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-08-08 | Common Stock | M | 6668 | $7.50 | Acquired | 6668 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-08-08 | Employee Stock Option (Rt to Buy) | $7.50 | M | 6668 | Disposed | 2009-01-28 | Common Stock (6668) | Direct |
| 2004-03-24 | Employee Stock Option (rt to Buy) | $12.58 | A | 15000 | Acquired | 2014-03-24 | Common Stock (15000) | Direct |
Footnotes
F1: Stock Option vests ratably over three years on the anniversary date of the date of grant, with the first vest to occur on 01/28/2000, the first anniversary date of the date of grant.
F2: Exercise price for Employee Stock Option (Rt to Buy) incorrectly shown as $12.92 when originally filed.
F3: Stock Option vests ratably over four years on the anniversary date of the date of grant, with the first vest to occur on 03/24/2005, the first anniversary date of the date of grant.
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