UNIVERSAL CORP /VA/ — Director's Dealing 2015

Apr 29, 2015

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2015-03-31

Reporting Person: HUFFMAN JAMES A (Subsidiary Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	35121	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Appreciation Rights	$62.66	2017-05-24	Common Stock (7400)	7400	Direct
Stock Appreciation Rights	$51.32	2018-05-28	Common Stock (5200)	5200	Direct
Stock Appreciation Rights	$37.86	2021-06-07	Common Stock (2734)	2734	Direct

Footnotes

F1: Includes 11,650 restricted stock units and 1,291 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code section 162(m) on the date of vesting.

F2: After a 12 month period of the grant date, 1/3 of total shares is exercisable for each anniversary date after that for 3 such periods.