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UNIVERSAL CORP /VA/ — Director's Dealing 2015
Apr 29, 2015
31992_dirs_2015-04-29_8cb87a53-5016-4a3e-830b-b205db599a16.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2015-03-31
Reporting Person: Wigner Preston Douglas (VP, General Counsel & Secy)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 34802 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $62.66 | 2017-05-24 | Common Stock (9600) | 9600 | Direct |
| Stock Appreciation Rights | $51.32 | 2018-05-28 | Common Stock (6200) | 6200 | Direct |
Footnotes
F1: Includes 16,300 restricted stock units and 1,730 dividend units on the restricted stock. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under code section 162(m) on the date of vesting.
F2: After a 12 month period of the grant date, 1/3 of total shares is exercisable for each anniversary date after that for 3 such periods.
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