Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

UNIVERSAL CORP /VA/ Director's Dealing 2015

Jun 2, 2015

31992_dirs_2015-06-02_05447f9b-4495-47a6-9002-dd43cc30ae06.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2015-06-01

Reporting Person: FREEMAN GEORGE C III (Director, Chairman, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-06-01 Common Stock G 200 Disposed 218053 Direct
2015-06-01 Common Stock G 200 Disposed 217853 Direct
2015-06-01 Common Stock G 200 Disposed 217653 Direct
2015-06-01 Common Stock G 1000 Disposed 216653 Direct
2015-06-01 Common Stock G 200 Acquired 200 Indirect
2015-06-01 Common Stock G 200 Acquired 200 Indirect
2015-06-01 Common Stock G 200 Acquired 200 Indirect

Footnotes

F1: This transaction involved a gift of securities by the reporting person to his oldest daughter, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed as an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

F2: This transaction involved a gift of securities by the reporting person to his youngest daughter, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed as an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

F3: Transfer to reporting person as custodian for son under Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F4: Includes 106,613 restricted stock units and 15,314 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.