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UNIVERSAL CORP /VA/ — Director's Dealing 2015
Oct 7, 2015
31992_dirs_2015-10-07_515de020-6479-4457-8930-9ad51fcf16a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2015-10-07
Reporting Person: FOSTER CHARLES H JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-07 | Common Stock | M | 482 | — | Acquired | 20136 | Direct |
| 2015-10-07 | Common Stock | D | 482 | $49.201 | Disposed | 19654 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-07 | Deferred stock units 1 for 1 | $ | M | 482 | Disposed | Common Stock (482) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: The deferred stock units were held under the outside director's deferred income plan. Each deferred stock unit was settled for cash based upon a fixed date payout election of the director pursuant to the terms of the plan.
F2: Includes 9,650 shares of restricted stock, 3,700 restricted stock units and 158 dividend equivalent units earned on the restricted stock units.
F3: Mr. Foster is the sole trustee of a family trust which holds Universal Corporation stock.
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