UNIVERSAL CORP /VA/ — Director's Dealing 2014

Apr 15, 2014

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2014-03-31

Reporting Person: HUFFMAN JAMES A (Subsidiary Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	31570	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Appreciation Rights	$62.66	2017-05-24	Common Stock (7400)	7400	Direct
Stock Appreciation Rights	$51.32	2018-05-28	Common Stock (5200)	5200	Direct
Stock Appreciation Rights	$37.86	2021-06-07	Common Stock (2734)	2734	Direct

Footnotes

F1: Includes 12,000 restricted stock units and 1,412 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code section 162(m) on the date of vesting.

F2: After a 12 month period of the grant date, 1/3 of total shares is exercisable for each anniversary date after that for 3 such periods.