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UNIVERSAL CORP /VA/ — Director's Dealing 2013
Apr 23, 2013
31992_dirs_2013-04-23_ef6865d7-5c49-44bd-b353-c3e1d8b4e940.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2013-03-31
Reporting Person: SHEEHAN JEREMIAH J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-31 | Common Stock - Dividend Reinvestment Plan | I | 516 | — | Acquired | 3343 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted stock and restricted stock units | 15091 | Direct |
| Common Stock | 7000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to buy common stock | $43.12 | 2013-10-28 | Common Stock (2000) | 2000 | Direct |
| Options to buy common stock | $46.70 | 2014-08-05 | Common Stock (2000) | 2000 | Direct |
| Deferred stock units 1 for 1 | $ | Common Stock (7367) | 7367 | Direct |
Footnotes
F1: 9,650 restricted stock shares were granted for service as a director. Transfer of shares is prohibited and the shares may be forfeited to the Company unless certain specified conditions are met. Also includes 5,100 restricted stock units and 341 dividend equivalent units earned on the restricted stock units. The restricted stock units vest on the third anniversary of the award date, however, payment will be delayed until certain restrictions are met.
F2: acquired 4/1/12 through 3/31/13 in the Dividend Reinvestment Plan.
F3: grant to director of options to buy shares of common stock under the Universal Corporation 2002 Executive Stock Plan.
F4: the deferred stock units are held under the Outside Directors' Deferred Income Plan. Each deferred stock unit will be settled in cash based upon a fixed date payout election or upon death, disability or termination of service, or earlier pursuant to the terms of the Plan.