Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

UNIVERSAL CORP /VA/ Director's Dealing 2013

Apr 23, 2013

31992_dirs_2013-04-23_ef6865d7-5c49-44bd-b353-c3e1d8b4e940.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2013-03-31

Reporting Person: SHEEHAN JEREMIAH J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-03-31 Common Stock - Dividend Reinvestment Plan I 516 Acquired 3343 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Restricted stock and restricted stock units 15091 Direct
Common Stock 7000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options to buy common stock $43.12 2013-10-28 Common Stock (2000) 2000 Direct
Options to buy common stock $46.70 2014-08-05 Common Stock (2000) 2000 Direct
Deferred stock units 1 for 1 $ Common Stock (7367) 7367 Direct

Footnotes

F1: 9,650 restricted stock shares were granted for service as a director. Transfer of shares is prohibited and the shares may be forfeited to the Company unless certain specified conditions are met. Also includes 5,100 restricted stock units and 341 dividend equivalent units earned on the restricted stock units. The restricted stock units vest on the third anniversary of the award date, however, payment will be delayed until certain restrictions are met.

F2: acquired 4/1/12 through 3/31/13 in the Dividend Reinvestment Plan.

F3: grant to director of options to buy shares of common stock under the Universal Corporation 2002 Executive Stock Plan.

F4: the deferred stock units are held under the Outside Directors' Deferred Income Plan. Each deferred stock unit will be settled in cash based upon a fixed date payout election or upon death, disability or termination of service, or earlier pursuant to the terms of the Plan.