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UNIVERSAL CORP /VA/ — Director's Dealing 2011
Apr 29, 2011
31992_dirs_2011-04-29_34224594-a375-4de8-97fc-a7ad0d363f7a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2011-03-31
Reporting Person: FREEMAN GEORGE C III (Chairman, President & CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 71324 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $36.03 | 2016-06-13 | common stock (5000) | 5000 | Direct |
| Stock Appreciation Rights | $62.66 | 2017-05-24 | common stock (31800) | 31800 | Direct |
| Stock Appreciation Rights | $51.32 | 2018-05-28 | common stock (24200) | 24200 | Direct |
| Stock Appreciation Rights | $35.30 | 2019-05-27 | common stock (60000) | 60000 | Direct |
| Stock Appreciation Rights | $39.71 | 2020-06-08 | common stock (38000) | 38000 | Direct |
| Options to by Common Stock | $47.28 | 2012-12-05 | Common Stock (4144) | 4144 | Direct |
| Options to by Common Stock | $48.21 | 2012-12-05 | Common Stock (5671) | 5671 | Direct |
Footnotes
F1: the amount includes 45,000 retricted stock units and 5,183 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code section 162(m) on the date of vesting.
F2: after a 12 month perod of the grant date, 1/3 total shares are exercisable and an additional 1/3 for each anniversary date after that for 3 such periods.
F3: options issued under the executive stock plan.