Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

UNIVERSAL CORP /VA/ Director's Dealing 2011

Apr 29, 2011

31992_dirs_2011-04-29_0fdaf350-78c7-4e14-8282-a750cc30dda0.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2011-03-31

Reporting Person: PEEBLES ROBERT (Controller)

Holdings (Non-Derivative)

Security Shares Ownership
Common stock 12868 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
stock appreciation rights $62.66 2017-05-24 Common stock (7200) 7200 Direct
stock appreciation rights $51.32 2018-05-28 Common stock (4600) 4600 Direct
stock appreciation rights $35.30 2019-05-27 Common stock (10000) 10000 Direct
stock appreciation rights $39.71 2020-06-08 Common stock (5600) 5600 Direct

Footnotes

F1: includes 8,850 restricted stock units and 1,130 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under coe section 162(m) on the date if vesting.

F2: after a 12 month period of the grant date, 1/3 of total shares is exercisable for each anniversary date after that for 3 such periods.