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UNIVERSAL CORP /VA/ — Director's Dealing 2011
Jun 8, 2011
31992_dirs_2011-06-08_8c1644a7-2bc7-410a-8b47-5798cc4e10ec.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2011-06-07
Reporting Person: Brewer W Keith (Executive VP & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-07 | Common Stock-restricted stock units | A | 8500 | $37.86 | Acquired | 57901 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-07 | Stock Appreciation rights | $37.86 | A | 34000 | Acquired | 2021-06-07 | Common Stock (34000) | Direct |
Footnotes
F1: awarded 8500 restricted stock units. The restricted stock vest on the fifth anniversary of the award date, however, payment will be delayed until termination if the individual is a covered employeee under section 162(m) on the date of vesting.
F2: includes 39550 restricted stock units and 3481 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under code Section 162(m) on the date of vesting.
F3: after a 12 month period of the grant date, 1/3 total shares are exercisable and an additional 1/3 for each anniversary date after for 3 such periods.
F4: wrong footnote on prior filing