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UNIVERSAL CORP /VA/ — Director's Dealing 2010
Apr 26, 2010
31992_dirs_2010-04-26_5af3b47c-a8a1-4984-99c6-b5df72e435ed.zip
Director's Dealing
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SEC Form 5/A — Form 5/A
Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2010-03-31
Reporting Person: Broome Theodore G (Subsidiary Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16330 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $62.66 | 2017-05-24 | Common Stock (8400) | 8400 | Direct |
| Stock Appreciation Rights | $51.32 | 2018-05-28 | Common Stock (5600) | 5600 | Direct |
| Stock Appreciation Rights | $35.30 | 2019-05-27 | Common Stock (12000) | 12000 | Direct |
| options to by common stock | $46.34 | 2015-05-23 | Common Stock (8000) | 8000 | Direct |
Footnotes
F1: includes 10,500 restricted stock units and 1,208 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under code section 162(m) on the date of vesting.
F2: after a 12 month period of the grant date, 1/3 of total shares are exercisable and for each anniversary date after that for 3 such periods.
F3: omitted on original form 5
F4: options issued under the executive stock plan