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UNIVERSAL CORP /VA/ — Director's Dealing 2010
Apr 26, 2010
31992_dirs_2010-04-26_fad596ac-c310-457b-9a2a-8be031f6e6cb.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2010-03-31
Reporting Person: Moore David C (Sen. VP & CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| options to buy common stock | $46.34 | 2015-05-23 | Common Stock (6000) | 6000 | Direct |
| Stock Appreciation rights | $36.03 | 2016-06-13 | Common stock (4000) | 4000 | Direct |
| Stock Appreciation rights | $62.66 | 2017-05-24 | Common stock (15000) | 15000 | Direct |
| Stock Appreciation rights | $51.32 | 2018-05-28 | Common stock (10600) | 10600 | Direct |
| Stock Appreciation rights | $35.30 | 2019-05-27 | Common stock (24600) | 24600 | Direct |
Footnotes
F1: this amounts includes 17,050 restricted stock units and 1,668 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code section 162(m) on the date of vesting.
F2: options issued under the executive stock plan
F3: after a 12 month period of the grant date, 1/3 of total shares are exercisable and an additional 1/3 for each anniversary date after that for 3 such periods.