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UNIVERSAL CORP /VA/ — Director's Dealing 2009
Apr 28, 2009
31992_dirs_2009-04-28_c7633142-5a66-40b5-95f7-64c448285680.zip
Director's Dealing
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SEC Form 5/A — Form 5/A
Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2009-03-31
Reporting Person: STALLARD HUBERT R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-03-31 | Common Stock - Div. Reinvestment Plan | I | 916 | — | Acquired | 3301 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7700 | Direct |
| Common Stock | 600 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to by Common Stock | $21.8125 | 2009-10-27 | Common Stock (1000) | 1000 | Direct |
| Options to by Common Stock | $28.75 | 2010-10-24 | Common Stock (1000) | 1000 | Direct |
| Options to by Common Stock | $32.22 | 2011-10-24 | Common Stock (1000) | 1000 | Direct |
| Options to by Common Stock | $35.81 | 2012-10-23 | Common Stock (2000) | 2000 | Direct |
| Options to by Common Stock | $43.12 | 2013-10-28 | Common Stock (2000) | 2000 | Direct |
| Options to by Common Stock | $46.70 | 2014-08-15 | Common Stock (2000) | 2000 | Direct |
| deferred stock units 1 for 1 | $ | Common Stock (13997.0822) | 13997.0822 | Direct |
Footnotes
F1: acquired from 4/1/08 through 3/31/09 in the dividend reinvestment plan
F2: shares granted for service as a director. Transfer of shares is prohibited and the shares may be forfeited to the company
unless certain specified conditions are met
F3: grant to directors of options to buy shares of common stock under the universal corporation 2002
executive stock plan.
F4: omitted from original form 5 - the deferred stock units are held under the outside directors' deferred income plan. Each
deferred stock unit will be settled in cash based upon a fixed date payout election upon death, disability or terminiation
of service, or earlier pursuant to the terms of the plan