AI assistant
UNIVERSAL CORP /VA/ — Director's Dealing 2009
Jun 11, 2009
31992_dirs_2009-06-11_bc8e9d54-9489-4166-a989-cabc6ec5cc81.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2009-06-09
Reporting Person: Broome Theodore G (Subsidiary Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16107 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Share Appreciation Rights | $36.03 | 2016-06-13 | Common Stock (5332) | Direct | |
| Share Appreciation Rights | $62.66 | 2017-05-24 | Common Stock (8400) | Direct | |
| Share Appreciation Rights | $51.32 | 2018-05-28 | Common Stock (5600) | Direct | |
| Share Appreciation Rights | $35.30 | 2019-05-27 | Common Stock (12000) | Direct | |
| Options to buy Common Stock | $46.34 | 2015-05-23 | Common Stock (8000) | Direct |
Footnotes
F1: includes 10500 Restricted Stock Units and 835 dividend units on the restricted stock units. The restricted stock units and
the dividend units vest on the fifth anniversary of the award date, however payment will be delayed unitl terminiation of
service if individual is a covered employee under code Section 162(m) on the date of vesting.
F2: after a 12 month period of the grant date, 1/3 of total shares is exercisable and an additional 1/3 for each anniversary date
after that for 3 such periods
F3: options issues under the Universal Corporation 2002 Executive Stock Plan