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UNIVERSAL CORP /VA/ — Director's Dealing 2007
Jun 11, 2007
31992_dirs_2007-06-11_e601cc37-5c6e-48f9-a4e6-8c190d331986.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2007-05-24
Reporting Person: ROPER HARTWELL H (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-05-24 | Common Stock-restricted stock units | A | 4300 | $62.66 | Acquired | 101009 | Direct |
| 2007-05-24 | Common Stock | S | 65677 | $62.534 | Disposed | 35332 | Direct |
| 2007-05-25 | Common Stock | G | 460 | $62.545 | Disposed | 34872 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-05-24 | Stock Appreciation Right | $62.66 | A | 17200 | Acquired | 2017-05-24 | Common Stock (17200) | Direct |
Footnotes
F1: Awarded 4300 restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however
payment will be delayed until termination of service if individual is a covered employee under Section 162(m) on the date of
vesting.
F2: previously held in a Grantor Retained Annuity Trust
F3: Gift to the Ayco Charitable Foundation
F4: after a 12 month period of the grant date, 1/3 of total shares is exercisable and an additional 1/3 for each anniversary date
after that for 3 such periods.
F5: reported wrong figure on original form.