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Unity Enterprise Holdings Limited Capital/Financing Update 2021

Mar 18, 2021

50438_rns_2021-03-18_fb8425f2-129d-4eb4-a067-958ce97498af.pdf

Capital/Financing Update

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Please use this Application Form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本申請表格

This Application Form uses the same terms as defined in the prospectus of Unity Enterprise Holdings Limited (the “ Company ”) dated 19 March 2021 (the “ Prospectus ”).

Staple 本申請表格使用盈滙企業控股有限公司(「 本公司 」)於二零二一年三月十九日刊發的招股章程(「 招股章程 」)所界定的相同 your 詞語。

Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public payment Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United States here without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。若無根據美國證券 請將股款 法登記或獲豁免登記,公開發售股份不得在美國提呈發售或出售。 緊釘在此 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論全部或部分) 本申請表格及招股章程。

Copies of the Prospectus, all related Application Forms, and the other documents specified in the paragraph under “Documents Delivered to the Registrar of Companies in Hong Kong” in Appendix VI to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). 招股章程、所有相關申請表格及招股章程附錄六「送呈香港公司註冊處處長的文件」一段所述其他文件已根據香港法例第 32 章公司(清盤及雜項條文)條例第 342C 條的規定送呈香港公司註冊處處長登記。 Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission (the “ SFC ”), and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結算 」)、證券及期貨事 務監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不負責。

Unity Enterprise Holdings Limited 盈滙企業控股有限公司 (Incorporated in the Cayman Islands with limited liability) (在開曼群島註冊成立的有限公司)

Stock code : 2195 股份代號:2195 Maximum Offer Price : Not more than HK$0.56 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars based on the maximum Offer Price and subject to refund) 最高發售價:不超過每股發售股份 0.56 港元,另加 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯交所交易費(須於申請時按最高發售價 以港元繳足,多繳股款可予退還)

You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有其他關於申請程序的資料 本申請表格應與招股章程 併閱讀

Application Form 申請表格

To: Unity Enterprise Holdings Limited (the “ Company ”) The Sponsor The Joint Bookrunners The Joint Lead Managers The Underwriters

Applicants’ declaration

致:盈滙企業控股有限公司(「 本公司 」) 保薦人 聯席賬簿管理人 聯席牽頭經辦人 包銷商

申請人聲明

I/We agree to the terms and conditions and the 本人╱吾等同意本申請表格及招股章程載列的條款及 application procedures set forth in this Application 條件以及申請程序。請參閱本申請表格「丙、填寫及遞 Form and the Prospectus. Please refer to the “C. 交本申請表格的效用」一節。 Effect of completing and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “C. Effect of completing and submitting this Application Form” section.

一 警告:任何人士只限作出 次為其利益而提出的認購 。 申請 請參閱「丙、填寫及遞交本申請表格的效用」一 節最後四點。

Please use this Application Form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本申請表格

Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章

.......................................................................

Date: 日期: ................ / ................ / ................. D 日 M 月 Y 年

Number of Public Offer Shares applied for (not more than 12,500,000 Shares) 申請公開發售股份 數目(不超過 12,500,000 股股份)

Total amount 總額

Cheque/banker’s cashier order number 支票╱銀行本票號碼

Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節)

HK$ 港元

Name in English (in BLOCK Letters) 英文姓名╱名稱(以正楷填寫)

Family name or company name 姓氏或公司名稱 Forename(s) 名字

Name in Chinese 中文姓名╱名稱

Family name or company name 姓氏或公司名稱 Forename(s) 名字

Occupation in English 職業(以英文填寫)

Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記 號碼 (請刪除不適用者)

Names of all other joint applicants in English (if any, in Hong Kong Identity Card No./Passport No./Hong Kong Business BLOCK Letters) Registration No. of all other joint applicants (Please delete as 所有其他聯名申請人的英文姓名╱名稱(如有,以正楷填寫) appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號 碼╱香港商業登記號碼 (請刪除不適用者) (1) (1) (2) (2) (3)

(3)

Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK Letters) 香港地址(以英文正楷填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)

Telephone No. 電話號碼

For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節, 是項申請將視作為 閣下本身利益提出。請填寫每名(聯名) 實益擁有人的賬戶號碼或識別編碼。

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 英文正楷 填寫 姓 名名稱 及香港 地址 )

For Internal Use 此欄供內部使用

Please use this Application Form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本申請表格

  • (1) An individual must provide his or her Hong Kong Identity Card number or, if he/she does not hold a Hong Kong Identity Card, his/her passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide his or her or its relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the validity of this Application Form. 個別人士須填寫其香港身份證號碼或護照號碼(如非香港身份證持有人)。法人團體須填寫其香港 商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商 業登記號碼將轉交第三方以供核實本申請表格的有效性。

  • (2) Part of your Hong Kong Identity Card number/passport number or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護 照號碼的一部分。銀行於兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。

  • (3) If an application is made by an unlisted company and:

  • the principal business of that company is dealing in securities; and

  • • you exercise statutory control over that company,

  • then the application will be treated as being made for your benefit. 倘申請人是一家非上市公司,而:

  • 該公司主要從事證券買賣業務;及

  • 閣下對該公司可行使法定控制權,

  • 則是項申請將被視作為 閣下的利益提出。

  • (4) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼,或(如屬法人團體)其香港商業登記 號碼。

This page is intentionally left blank 此乃白頁 特意留空

Please use this Application Form if you want the Public Offer Shares to be issued in your name

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public Offer Shares and in one of the numbers set forth in the table. Otherwise your application will be rejected.
Unity Enterprise Holdings Limited
(HK$0.56 per Offer Share)
NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Public
Offer Shares
applied for
Amount
payable on
application
No. of Public
Offer Shares
applied for
Amount
payable on
application
No. of Public
Offer Shares
applied for
Amount
payable on
application
No. of Public
Offer Shares
applied for
Amount
payable on
application
HK$ 5,000
2,828.22
10,000
5,656.43
15,000
8,484.65
20,000
11,312.86
25,000
14,141.08
30,000
16,969.29
35,000
19,797.51
40,000
22,625.72
45,000
25,453.94
50,000
28,282.16
60,000
33,938.59
HK$ 70,000
39,595.02
80,000
45,251.45
90,000
50,907.88
100,000
56,564.31
150,000
84,846.47
200,000
113,128.62
250,000
141,410.78
300,000
169,692.94
350,000
197,975.09
400,000
226,257.25
450,000
254,539.40
HK$ 500,000
282,821.56
600,000
339,385.87
700,000
395,950.18
800,000
452,514.50
900,000
509,078.81
1,000,000
565,643.12
1,250,000
707,053.90
1,500,000
848,464.68
1,750,000
989,875.46
2,000,000
1,131,286.24
2,500,000
1,414,107.80
HK$ 3,000,000
1,696,929.36
3,500,000
1,979,750.92
4,000,000
2,262,572.48
5,000,000
2,828,215.60
6,000,000
3,393,858.72
7,000,000
3,959,501.84
8,000,000
4,525,144.96
9,000,000
5,090,788.08
10,000,000
5,656,431.20
11,000,000
6,222,074.32
12,500,000(1)
7,070,539.00

(1) Maximum number of Public Offer Shares you may apply for.

  1. You, as the applicant(s), must complete the Application Form in English (in BLOCK Letters) and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop).

  2. Staple your cheque or banker’s cashier order to the Application Form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

The cheque must: Banker’s cashier order must:

  • be in Hong Kong dollars;

  • not be post-dated;

  • be made payable to “ ICBC (Asia) Nominee Limited — Unity Enterprise Holdings Public Offer ”;

  • • be crossed “Account Payee Only”;

  • be drawn on your Hong Kong dollar bank account in Hong Kong; and

  • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name.

  • be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name.

Please use this Application Form if you want the Public Offer Shares to be issued in your name

  1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Industrial and Commercial Bank of China (Asia) Limited:

District Branch name Branch address Hong Kong Island Central Branch: 1/F., 9 Queen’s Road Central, Hong Kong Wanchai Branch: 117–123 Hennessy Road, Wanchai, Hong Kong Kowloon Tsim Sha Tsui Branch: Shop 1&2, G/F, No. 35–37 Hankow Road, Tsimshatsui, Kowloon

Mongkok Branch: G/F, Belgian Bank Building, 721–725 Nathan Road, Mongkok, Kowloon Kwun Tong Branch: Shop 5&6, 1/F, Crocodile Center, 79 Hoi Yuen Road, Kwun Tong, Kowloon New Territories Sha Tsui Road Branch: Shop 4, G/F Chung On Building, 297–313 Sha Tsui Road, Tsuen Wan, New Territories

  1. Your Application Form can be lodged at these times:

— Friday, 19 March 2021 9:00 a.m. to 5:00 p.m. — Saturday, 20 March 2021 9:00 a.m. to 1:00 p.m. — Monday, 22 March 2021 9:00 a.m. to 5:00 p.m. — Tuesday, 23 March 2021 9:00 a.m. to 5:00 p.m. Wednesday, 24 March 2021 — 9:00 a.m. to 12:00 noon

  1. The latest time for lodging your application is 12:00 noon on Wednesday, 24 March 2021. The Application Lists will open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in the paragraphs under “10. Effect of Bad Weather on the Opening of the Application Lists” in the section headed “How to Apply for the Public Offer Shares” in the Prospectus.

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本申請表格

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 5,000 股公開發售股份,並為下 表所列的其中一個數目。否則恕不受理。
盈滙企業控股有限公司
(每股發售股份0.56 港元)
可供申請認購公開發售股份數目及應繳款項
盈滙企業控股有限公司
(每股發售股份0.56 港元)
可供申請認購公開發售股份數目及應繳款項
盈滙企業控股有限公司
(每股發售股份0.56 港元)
可供申請認購公開發售股份數目及應繳款項
盈滙企業控股有限公司
(每股發售股份0.56 港元)
可供申請認購公開發售股份數目及應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
5,000
2,828.22
10,000
5,656.43
15,000
8,484.65
20,000
11,312.86
25,000
14,141.08
30,000
16,969.29
35,000
19,797.51
40,000
22,625.72
45,000
25,453.94
50,000
28,282.16
60,000
33,938.59
港元
70,000
39,595.02
80,000
45,251.45
90,000
50,907.88
100,000
56,564.31
150,000
84,846.47
200,000
113,128.62
250,000
141,410.78
300,000
169,692.94
350,000
197,975.09
400,000
226,257.25
450,000
254,539.40
港元
500,000
282,821.56
600,000
339,385.87
700,000
395,950.18
800,000
452,514.50
900,000
509,078.81
1,000,000
565,643.12
1,250,000
707,053.90
1,500,000
848,464.68
1,750,000
989,875.46
2,000,000
1,131,286.24
2,500,000
1,414,107.80
港元
3,000,000
1,696,929.36
3,500,000
1,979,750.92
4,000,000
2,262,572.48
5,000,000
2,828,215.60
6,000,000
3,393,858.72
7,000,000
3,959,501.84
8,000,000
4,525,144.96
9,000,000
5,090,788.08
10,000,000
5,656,431.20
11,000,000
6,222,074.32
12,500,000(1)
7,070,539.00

(1) 閣下可申請認購的公開發售股份最高數目。

  1. 閣下作為申請人須以英文 正楷 填妥本申請表格並於本申請表格第二頁簽署。僅接納親筆簽名(不得 以個人印章代替)。

  2. 閣下須將支票或銀行本票釘於本申請表格上。每份公開發售股份申請必須附有一張獨立開出支票或 一張獨立開出銀行本票。 閣下的支票或銀行本票必須符合以下所有規定,否則認購申請將不獲 接納:

  3. 支票必須: 銀行本票必須: • 以港元開出; • 不得為期票; • 註明抬頭人為「 工銀亞洲代理人有限公司[—] 盈滙企業控股公開發售 」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開出;及 • 須由香港持牌銀行開出,並由有關銀行授 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須 權的人士在銀行本票背面簽署核證 閣下 已預印在支票上,或由有關銀行授權的人 姓名╱名稱。銀行本票所示姓名╱名稱須 士在支票背書。賬戶名稱必須與 閣下姓 與 閣下姓名╱名稱相同。如屬聯名申請, 名╱名稱相同。如屬聯名申請,賬戶名稱必 銀行本票背面所示姓名╱名稱必須與排名首 須與排名首位申請人的姓名╱名稱相同。 位申請人的姓名╱名稱相同。

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本申請表格

  1. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家 中國工商銀行(亞洲)有限公司分行特設的收集箱:

地區 分行名稱 分行地址 香港區 中環分行: 香港皇后大道中 9 號 1 字樓 灣仔分行: 香港灣仔軒尼詩道 117–123 號 九龍區 尖沙咀分行: 九龍尖沙咀漢口道 35 至 37 號地下 1–2 號鋪 旺角分行: 九龍旺角彌敦道 721–725 號華比銀行大廈地下 觀塘分行: 九龍觀塘開源道 79 號鱷魚恤中心一樓 5 號和 6 號鋪 新界區 沙咀道分行: 新界荃灣沙咀道 297–313 號眾安大廈地下 4 號鋪

  1. 閣下可於下列時間遞交申請表格:

二零二一年三月十九日(星期五)[—] 上午九時正至下午五時正 二零二一年三月二十日(星期六)[—] 上午九時正至下午一時正 二零二一年三月二十二日(星期一)[—] 上午九時正至下午五時正 二零二一年三月二十三日(星期二)[—] 上午九時正至下午五時正 二零二一年三月二十四日(星期三)[—] 上午九時正至中午十二時正

  1. 截止遞交申請的時間為二零二一年三月二十四日(星期三)中午十二時正。本公司將於當日上午 十一時四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情 況(詳見招股章程「如何申請公開發售股份」一節「9. 惡劣天氣對開始登記認購申請的影響」各段)。

Please use this Application Form if you want the Public Offer Shares to be issued in your name

Unity Enterprise Holdings Limited 盈滙企業控股有限公司 (Incorporated in the Cayman Islands with limited liability)

Share Offer

Conditions of your application

  • undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any Offer Shares under the Placing nor participated in the Placing;

A. Who can apply

  1. You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.

  2. If you are a firm, the application must be in the individual members’ the Placing; names. • agree to disclose to the Company, the Hong Kong Share Registrar,

  3. The number of joint applicants may not exceed four. the Receiving Bank, the Sponsor, the Joint Bookrunners, the Joint 4. If you are a body corporate, the application must be signed by a duly Lead Managers, the Public Offer Underwriters and/or their respective authorised officer, who must state his representative capacity, and advisers and agents any personal data which they may require about stamped with your corporation’s chop. you and the person(s) for whose benefit you have made the application;

  4. You must be outside the United States, not be a United States Person • if the laws of any place outside Hong Kong apply to your application, (as defined in Regulation S under the U.S. Securities Act). agree and warrant that you have complied with all such laws and none

  5. Unless permitted by the Listing Rules, you cannot apply for any of the Company, the Sponsor, the Joint Bookrunners, the Joint Lead Public Offer Shares if you: Managers and the Public Offer Underwriters nor any of their respective • are an existing beneficial owner of the Shares in the Company officers or advisers will breach any law outside Hong Kong as a result and/or any of its subsidiaries; of the acceptance of your offer to purchase, or any action arising from

• are a Director or chief executive officer of the Company and/or your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form;

  • are a Director or chief executive officer of the Company and/or any of its subsidiaries;

  • agree that once your application has been accepted, you may not

  • are a close associate of any of the above; or •

  • • have been allocated or have applied for any Placing Shares or rescind it because of an innocent misrepresentation; otherwise participated in the Placing. • agree that your application will be governed by the laws of Hong Kong;

B. If you are a nominee

  • represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are not a U.S. person (as defined in Regulation S under the U.S. Securities Act) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;

You, as a nominee, may make more than one application for the Public Offer Shares by (i) using a WHITE or YELLOW Application Form or (ii) giving electronic application instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant), and lodge more than one application in your own name on behalf of different beneficial owners. • • C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are • joint applicants, each of you jointly and severally) for yourselves or as an agent or a nominee on behalf of each person for whom you act:

  • warrant that the information you have provided is true and accurate; agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;

  • authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to send any Share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect the Share certificate and/or refund cheque(s) in person;

  • undertake to execute all relevant documents and instruct and authorise the Company and/or the Sponsor and/or the Joint Bookrunners (or their respective agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in your name as required by the Articles of Association;

  • declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;

  • agree to comply with the Companies Act, the Companies Ordinance, the Companies (WUMP) Ordinance, and the Articles of Association;

  • understand that the Company, and the Joint Bookrunners will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;

  • confirm that you have read the terms and conditions and application procedures set forth in the Prospectus and in this Application Form and agree to be bound by them;

  • (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC by you or by anyone as your agent or by any other person;

  • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

  • (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.

  • confirm that you are aware of the restrictions on the Share Offer in the Prospectus;

  • • agree that none of the Company, the Sponsor, the Joint Bookrunners, the Joint Lead Managers, the Public Offer Underwriters, their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Share Offer is or will be liable for any information and representations not in the Prospectus (and any supplement to it);

Please use this Application Form if you want the Public Offer Shares to be issued in your name

D. Power of attorney

If you do not collect your Share certificate(s) and/or refund cheque(s) in person within the time period specified for collection, they will be dispatched promptly to the address as specified on this Application Form by ordinary post at your own risk.

If your application is made through an authorised attorney, the Company and the Joint Bookrunners may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.

If you apply for less than 1,000,000 Public Offer Shares, your refund cheque(s) and/or Share certificate(s) will be sent to the address on the relevant Application Form on or before Tuesday, 30 March 2021 by ordinary post and at your own risk.

Determination of Offer Price and Allocation of Public Offer Shares

The Offer Price is expected to be fixed on or around Wednesday, 24 March 2021. Applicants are required to pay the maximum Offer Price of HK$0.56, together with 1.0% brokerage fee, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee based on the maximum Offer Price of HK$0.56. If the Offer Price is not agreed between the Company and the Joint Bookrunners (for themselves and on behalf of the other Underwriters) on or before Thursday, 25 March 2021, the Share Offer will not proceed.

Refund of your money

If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1.0% brokerage fee, 0.0027% SFC transaction levy, and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1.0% brokerage fee, 0.0027% SFC transaction levy, and 0.005% Stock Exchange trading fee) without interest.

If the Offer Price, as finally determined, is less than the low-end of the indicative range of the Offer Price, or if there is any change in the number of the Offer Shares, applicants of the Public Offer Shares will be notified by a notice issued by the Company as set forth in the section headed “Structure and Conditions of the Share Offer — Pricing and Allocation — Determining of the Offer Price” in the Prospectus for the purpose of re-confirming their submitted applications under the Public Offer. If applicants have been so notified but have not confirmed their applications in accordance with the prescribed procedures set forth in the notification, the un-confirmed applications under the Public Offer will be deemed revoked by the applicants. All application monies will be returned to the relevant applicants, without interest.

The refund procedures are stated in the “13. Despatch/Collection of Share Certificates and Refund Monies” in the section headed “How to Apply for the Public Offer Shares” in the Prospectus.

Application by HKSCC Nominees Limited (“HKSCC Nominees”)

Where this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application instructions to apply for the Public Offer Shares, the provisions of this Application Form which are inconsistent with those set forth in the Prospectus shall not apply and provisions in the Prospectus shall prevail.

Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the Application Lists close.

Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this form is signed by HKSCC Nominees:

The Company expects to announce the final Offer Price, the indication of this Application Form are inapplicable where this form is signed by of the level of interest in the Placing, the level of applications under HKSCC Nominees: the Public Offer, and the basis of allocation of the Public Offer Shares • “Applicants’ declaration” on the first page; on Tuesday, 30 March 2021 on the websites of the Stock Exchange • “Warning” on the first page; at www.hkexnews.hk and the Company at www.hongdau.com.hk . • “If you are a nominee”; Results of allocations in the Public Offer and the Hong Kong Identity • All representations and warranties under the “Effect of completing Card/passport/Hong Kong business registration numbers of successful and submitting this Application Form” section, except the first one applicants (where applicable) will be available on the above websites. The allocation of the Offer Shares between the Public Offer and the regarding registration of Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as Placing will be subject to reallocation as set forth in the section headed “Structure and Conditions of the Share Offer” in the Prospectus. In the holder of the Public Offer Shares; particular, the Offer Shares to be offered in the Public Offer and the • “If your application for Public Offer Shares is successful (in whole Placing may be reallocated as between these offerings at the discretion of or in part)”; and the Joint Bookrunners. Such reallocation will be conducted in accordance • “Refund of your money”. with Practice Note 18 of the Listing Rules. In accordance with Guidance The following sections in the “How to Apply for the Public Offer Shares” Letter HKEX-GL91-18 issued by the Stock Exchange, if such reallocation in the Prospectus are inapplicable where this form is signed by HKSCC is done other than pursuant to Practice Note 18 of the Listing Rules, the Nominees: maximum total number of Offer Shares that may be allocated to the Public • “How many applications can you make”; and Offer following such reallocation shall not be more than double of the • “Circumstances in which you will not be allotted Offer Shares”. initial allocation to the Public Offer, i.e. 50,000,000 Offer Shares, and the final Offer Price shall be fixed at HK$0.50 per Offer Share, being the low Effect of the Information You Give to Computershare Hong Kong end of the indicative range of the Offer Price. Investor Services Limited

The following sections in the “How to Apply for the Public Offer Shares” in the Prospectus are inapplicable where this form is signed by HKSCC Nominees:

Effect of the Information You Give to Computershare Hong Kong Investor Services Limited

Computershare Hong Kong Investor Services Limited and its related bodies’ corporate, directors, officers, employees and agents (“ Representatives ”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.

If your application for Public Offer Shares is successful (in whole or in part)

If you apply for 1,000,000 or more Public Offer Shares and have provided all information required by this Application Form, you may collect your Share certificate(s) and/or refund cheque(s) in person from: Computershare Hong Kong Investor Services Limited at Shops 1712– 1716, Hopewell Centre, 183 Queen’s Road East, Wan Chai, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Tuesday, 30 March 2021 or such other date as notified by the Company. If you are an individual who is eligible for collection in person, you must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for collection in person, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to Computershare Hong Kong Investor Services Limited.

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本申請表格

Unity Enterprise Holdings Limited 盈滙企業控股有限公司 (於開曼群島註冊成立的有限公司) 股份發售

  • 承諾及確認 閣下或 閣下為其利益提出申請的人 士並無申請或接納或表示有意認購(亦不會申請或接 納或表示有意認購)配售的任何發售股份,亦無參與 配售;

申請條件

甲、可提出申請的人士

  1. 閣下及 閣下為其利益提出申請的人士必須年滿 18 歲並有香港地址。

  2. 如 閣下為商號,申請必須以個別成員名義提出。 • 同意應本公司、香港股份過戶登記處、收款銀行、 3. 聯名申請人不得超過四名。 保薦人、聯席賬簿管理人、聯席牽頭經辦人、公開 4. 如 閣下為法人團體,申請須經獲正式授權人員 發售包銷商及╱或彼等各自的顧問及代理的要求, 簽署,並註明其所屬代表身份及蓋上公司印鑑。 向彼等披露所要求提供有關 閣下及 閣下為其利

  3. 閣下必須身處美國境外,並非美籍人士(定義見美 益提出申請的人士的個人資料; 國證券法 S 規例)。 • 若香港境外任何地方的法例適用於 閣下的申請,

  4. 除上市規則批准外,下列人士不得申請認購任何 則同意及保證 閣下已遵守所有有關法例,且本公 公開發售股份: 司、保薦人、聯席賬簿管理人、聯席牽頭經辦人及 • 本公司及╱或任何附屬公司股份的現有實益擁 公開發售包銷商及彼等各自的高級職員或顧問概不 有人; 會因接納 閣下的購買要約,或 閣下根據招股章

• 本公司及╱或任何附屬公司的董事或行政總裁; 程及本申請表格所載的條款及條件的權利及責任所 • 上述任何人士的緊密聯繫人;或 引致的任何行動,而違反香港境外的任何法例; • 已獲分配或已申請任何配售股份或其他方式參 • 同意 閣下的申請一經接納,即不得因無意的失實 陳述而撤銷;

  1. 如 閣下為商號,申請必須以個別成員名義提出。 3. 聯名申請人不得超過四名。 4. 如 閣下為法人團體,申請須經獲正式授權人員 簽署,並註明其所屬代表身份及蓋上公司印鑑。

  2. 已獲分配或已申請任何配售股份或其他方式參 與配售的人士。

  3. 同意 閣下的申請受香港法例規管;

  4. 乙、如 閣下為代名人 • 聲明、保證及承諾:(i) 閣下明白公開發售股份不 閣下作為代名人可提交超過一份公開發售股份申請, 曾亦不會根據美國證券法登記;及 (ii) 閣下及 閣 下為其利益申請公開發售股份的人士均非美國人(定

  5. 方法是 (i) 使用 白色黃色 申請表格或 (ii) 通過中央結算 及交收系統(「 中央結算系統 」)向香港結算發出 電子認 義見美國證券法S規例),或屬S規例第902 條第(h)(3) 段所述人士;

  6. 購指示 (如 閣下為中央結算系統參與者),以本身名 • 保證 閣下提供的資料真實及準確;

  7. 義代表不同的實益擁有人提交超過一份申請。 • 同意接納所申請數目或分配予 閣下較少數目的公 開發售股份;

丙、填寫及遞交本申請表格的效用

  • 授權本公司將 閣下的姓名╱名稱列入本公司股東 名冊,作為 閣下獲分配的任何公開發售股份的持 有人,並授權本公司及╱或其代理以普通郵遞方式 按申請所示地址向 閣下或聯名申請的排名首位 申請人發送任何股票及╱或退款支票,郵誤風險 由 閣下承擔,除非 閣下選擇親身領取股票及╱或 退款支票;

  • 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯 名申請人,即各人共同及個別)代表 閣下本身,或作

  • 為 閣下代其行事的每位人士的代理或代名人:

  • 承諾簽立所有相關文件,並指示及授權本公司及╱或 作為本公司代理的保薦人及╱或聯席賬簿管理人(或 其各自代理或代名人),為按照組織章程細則的規定 將 閣下獲分配的任何公開發售股份以 閣下名義 登記而代表 閣下簽立任何文件及代表 閣下進行 所有必需事項;

  • 聲明及陳述此乃 閣下為本身或 閣下為其利益提 出申請的人士提出及擬提出的唯一申請;

  • 明白本公司及聯席賬簿管理人將依賴 閣下的聲明 及陳述以決定是否向 閣下配發任何公開發售股 份, 閣下如作出虛假聲明,可能會被檢控;

  • • (如本申請為 閣下本身的利益提出)保證 閣下或 作為 閣下代理的任何人士或任何其他人士不曾亦 不會為 閣下的利益以 白色黃色 申請表格或向香 港結算發送 電子認購指示 而提出其他申請;

  • 同意遵守公司法、公司條例、公司(清盤及雜項條 文)條例及組織章程細則;

  • • 確認 閣下已細閱招股章程及本申請表格所載的條 款及條件以及申請程序,並同意受其約束;

  • • 確認 閣下已接獲及細閱招股章程,提出申請時也 僅依據招股章程載列的資料及陳述,而除招股章程 任何補充文件外,不會依賴任何其他資料或陳述;

  • (如 閣下作為代理為另一人士的利益提出申請)保 證 (i) 閣下(作為代理或為該人士利益)或該人士或 任何其他作為該人士代理的人士不曾亦不會以 白色黃色 申請表格或向香港結算發送 電子認購指示 而 提出其他申請及 (ii) 閣下獲正式授權作為該人士的 。

  • 代理代為簽署申請表格或發送 電子認購指示

  • 確認 閣下知悉招股章程內有關股份發售的限制;

  • 同意本公司、保薦人、聯席賬簿管理人、聯席牽頭 經辦人、公開發售包銷商、彼等各自的董事、高級 職員、僱員、合夥人、代理、顧問及參與股份發售 的任何其他各方現時及日後均毋須對並非載於招股 章程(及其任何補充文件)的任何資料及陳述負責;

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本申請表格

退款支票,有關股票及╱或退款支票將會立刻以普通 郵遞方式寄往本申請表格所示地址,郵誤風險由 閣 下承擔。

丁、授權書

如 閣下透過授權人士提出申請,本公司及聯席賬簿 管理人可按其認為合適的條件(包括出示獲授權證明) 酌情接納或拒絕 閣下的申請。

如 閣下申請認購 1,000,000 股以下公開發售股份, 閣 下的退款支票及╱或股票將於二零二一年三月三十日 (星期二)或之前以普通郵遞方式寄往相關申請表格所 示地址,郵誤風險由 閣下承擔。

釐定發售價及分配公開發售股份

預期發售價將於二零二一年三月二十四日(星期三)或 前後釐定。申請人須繳付最高發售價 0.56 港元,另加 1.0% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯 交所交易費(按最高發售價 0.56 港元計算)。倘若本公 港元計算)。倘若本公 司與聯席賬簿管理人(為其本身及代表其他包銷商)並 無於二零二一年三月二十五日(星期四)或之前協定發 售價,股份發售將不會進行。

退回股款

若 閣下未獲分配任何公開發售股份或申請僅部分獲 交所交易費(按最高發售價 0.56 港元計算)。倘若本公 港元計算)。倘若本公 接納,本公司將不計利息退回 閣下的申請股款(包 司與聯席賬簿管理人(為其本身及代表其他包銷商)並 括相關的 1.0% 經紀佣金、0.0027% 證監會交易徵費及 無於二零二一年三月二十五日(星期四)或之前協定發 0.005% 聯交所交易費)。如發售價低於最高發售價,本 售價,股份發售將不會進行。 公司將不計利息向 閣下退回多收申請股款(包括相關 倘最終釐定的發售價低於指示性發售價範圍的下限, 的 1.0% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 或倘發售股份的數目出現任何變動,本公司將發出招 聯交所交易費)。 股章程「股份發售的架構及條件[—] 定價及分配[—] 釐定 有關退款程序載於招股章程「如何申請公開發售股份」 發售價」一節所載之通知知會公開發售股份申請人,以 一節「13. 發送╱領取股票及退回股款」。 再次確認彼等所遞交之公開發售申請。倘申請人已獲 香港中央結算(代理人)有限公司(「香港結算代理人」) 通知但尚未根據通知中所載指定程序確認其申請,未 提出的申請 確認公開發售申請將被視作由申請人撤回。所有申請 如本申請表格由香港結算代理人代表發出 電子認購指 股款將退還予相關申請人,不計利息。 申請公開發售股份的人士簽署,本申請表格與招股 截止登記認購申請前,將不會處理公開發售股份的申 章程不符的條文將不適用,且以招股章程所述者為準。 請或配發任何公開發售股份。 在不限制此段一般應用的前提下,本申請表格的以下 本公司預期於二零二一年三月三十日(星期二) 部分在香港結算代理人作簽署人的情況下並不適用: 在聯交所網站 www.hkexnews.hk 及本公司網站 • 第一頁的「申請人聲明」; www.hongdau.com.hk 公佈最終發售價、配售踴躍程 • 第一頁的「警告」; 度、公開發售的申請水平及公開發售股份的配發基準。 • 「如 閣下為代名人」; 公開發售的分配結果及成功申請人的香港身份證號 • 「填寫及遞交本申請表格的效用」一節項下的所有陳 碼╱護照號碼╱香港商業登記號碼(如適用)將於上述 述及保證,惟首項有關以申請人名義登記公開發售 網站公佈。 股份及簽署使申請人登記成為公開發售股份持有人 的文件除外; 公開發售與配售之間的發售股份分配將按招股章程「股 • 「如 閣下的公開發售股份申請獲接納(全部或部 份發售的架構及條件」一節所載予以重新分配。尤其 分)」;及

公開發售與配售之間的發售股份分配將按招股章程「股 份發售的架構及條件」一節所載予以重新分配。尤其 是,透過公開發售及配售將予提呈的發售股份可由聯 席賬簿管理人於該等發售之間酌情重新分配。有關重 新分配根據上市規則第 18 項應用指引進行。根據聯交 所發出的指引函 HKEX-GL91-18,倘並非根據上市規 則第 18 項應用指引進行有關重新分配,於有關重新分 配後可重新分配至公開發售的發售股份總數最多不得 超過向公開發售所作初步分配的兩倍,即 50,000,000 股 發售股份,而最終發售價須釐定為每股發售股份 0.50 港元,即指示性發售價範圍的下限。

  • 「退回股款」。

招股章程「如何申請公開發售股份」一節的以下部分在 香港結算代理人作簽署人的情況下並不適用:

  • 「閣下可提交的申請數目」;及

  • 「閣下將不獲配發發售股份的情況」。

閣下提供予香港中央證券登記有限公司資料的有關影 響

香港中央證券登記有限公司及其有關聯的法人團體、 董事、高級職員、僱員及代理(「 代表 」)在法律所容許 的最大限度內明確卸棄及免除在任何方面與申請人或 代表申請人在此文件提供的或與此文件或在此文件下 提供的任何服務相關的任何資料,或申請人或代表申 請人提供與此文件或在此文件下提供的任何服務相關 的任何其他書面或口頭通訊,有關或相關由申請人或 任何其他人士或實體所遭受或招致不論如何造成的任 何損失或損害的任何責任。此包括,但不限於,該等 資料中不論如何造成的任何錯誤或遺漏,或代表或任 何其他人士或實體對該等資料或任何該等資料的文件 記錄、影像、記錄或複製品作出的任何依據,或其準 確性、完整性、合時性或可靠性。

如 閣下的公開發售股份申請獲接納(全部或部分) 如 閣下申請認購 1,000,000 股或以上公開發售股份, 且已提供本申請表格所規定的所有資料, 閣下可於二 零二一年三月三十日(星期二)或本公司公佈的其他日 期的上午九時正至下午一時正,親身前往香港中央證券 登記有限公司(地址為香港灣仔皇后大道東 183 號合和 中心 17 樓 1712–1716 號鋪)領取股票及╱或退款支票。 如 閣下為個人申請人並合選擇親身領取, 閣下不得 授權任何其他人士代領。如 閣下為公司申請人並選 擇派人領取, 閣下的授權代表須攜同蓋上公司印鑑的 授權書領取。個人申請人及授權代表領取股票時均須 出示香港中央證券登記有限公司接納的身份證明文件。 如 閣下並無在指定領取時間內親身領取股票及╱或

Please use this Application Form if you want the Public Offer Shares to be issued in your name

Personal Data

Personal Information Collection Statement

This Personal Information Collection Statement informs the applicant for, and holder of, the Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).

1. Reasons for the collection of your personal data

It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar.

Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully applied for and/or the dispatch of share certificate(s) and/or refund cheque(s) to which you are entitled.

It is important that securities holders inform the Company and the Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied.

2. Purposes

The personal data of the securities holders may be used, held, processed, and/or stored (by whatever means) for the following purposes:

  • processing your application and refund cheque, where applicable, verification of compliance with the terms and application procedures set forth in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;

  • compliance with applicable laws and regulations in Hong Kong and elsewhere;

  • registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;

  • maintaining or updating the register of securities’ holders of the Company;

  • verifying securities holders’ identities;

  • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues and bonus issues, etc.;

  • distributing communications from the Company and its subsidiaries;

  • compiling statistical information and securities holders profiles;

3. Transfer of personal data

Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:

  • the Company’s appointed agents such as financial advisers, receiving bankers and overseas principal share registrar;

  • where applicants for securities request a deposit into Central Clearing and Settlement System (“ CCASS ”), HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;

  • any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Share Registrar in connection with their respective business operation;

  • the Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and

  • any persons or institutions with which the securities’ holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.

4. Retention of personal data

The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

5. Access to and correction of personal data

Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests.

All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

  • disclosing relevant information to facilitate claims on entitlements; and

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本申請表格

3. 轉交個人資料

個人資料

本公司及其香港股份過戶登記處所持有關證券持 有人的個人資料將會保密,但本公司及其香港股 份過戶登記處可以在將資料用作上述任何用途之 必要情況下,向下列任何人士披露、獲取或轉交 (無論在香港境內或境外)有關個人資料:

個人資料收集聲明

此項個人資料收集聲明是向公開發售股份的申請 人和持有人說明本公司及其香港股份過戶登記處 有關個人資料和香港法例第 486 章《個人資料(私 隱)條例》(「(「 《條例》 」)方面的政策和措施。

  • 隱)條例》(「(「 《條例》 」)方面的政策和措施。 • 本公司委任的代理,如財務顧問、收款銀行及 主要海外股份過戶登記處;

  • 1. 收集 閣下個人資料的原因 • (如證券申請人要求將證券存於中央結算及交 證券申請人及登記持有人以本身名義申請證券或 收系統(「 中央結算系統 」))、香港結算或香港 轉讓或受讓證券時或尋求香港股份過戶登記處的 結算代理人;彼等將會就中央結算系統的運作 服務時,必須向本公司或其代理及香港股份過戶 使用有關個人資料; 登記處提供準確個人資料。 • 向本公司或香港股份過戶登記處提供與其各自 未能提供所要求的資料可能導致 閣下的證券申 業務運作有關的行政、電訊、電腦、付款或其 請被拒或延遲,或本公司或其香港股份過戶登記 他服務的任何代理、承辦商或第三方服務供應 商;

  • 處無法落實轉讓或提供服務。此舉亦可能妨礙或 • 聯交所、證監會及任何其他法定監管機關或政

  • 延遲登記或轉讓 閣下獲接納申請的公開發售股 府部門或遵照法例、規則或法規的規定;及

  • 份及╱或寄發 閣下應得的股票及╱或退款支票。 • 證券持有人與其進行或擬進行交易的任何人士

  • 證券持有人所提供的個人資料如有任何錯誤,須 或機構,如其銀行、律師、會計師或股票經紀

  • 立即通知本公司及香港股份過戶登記處。 等。

2. 目的

4. 個人資料的保留

證券持有人的個人資料被採用及以任何方式持 有、處理及╱或保存,以作下列用途: • 處理 閣下的申請及退款支票(如適用)、核實 是否符合本申請表格及招股章程載列的條款和 處理。

申請程序以及公佈公開發售股份的分配結果;

本公司及其香港股份過戶登記處將按收集個人資 料所需的用途保留證券申請人及持有人的個人資 料。無需保留的個人資料將會根據《條例》銷毀或 處理。

  • 遵守香港及其他地區的適用法律及法規;

5. 查閱和更正個人資料

  • 以證券持有人(包括香港結算代理人(如適用)) 的名義登記新發行證券或轉讓或受讓證券;

  • • 存置或更新本公司證券持有人的名冊;

證券持有人有權確定本公司或香港股份過戶登記 處是否持有其個人資料,並有權索取有關該資料 的副本並更正任何不準確資料。本公司及香港股 份過戶登記處有權就處理任何查閱資料的要求收 取合理費用。

  • 核實證券持有人的身份;

  • 確定本公司證券持有人的受益權利,例如股 息、供股和紅股等;

所有查閱資料或更正資料的要求應按招股章程「公 司資料」一節所披露或不時通知的本公司註冊地 址送交公司秘書,或向本公司的香港股份過戶登 記處的私隱事務主任提出。

  • 分發本公司及其附屬公司的通訊;

  • 編製統計數據和證券持有人資料;

  • 披露有關資料以便就權益提出申索;及

  • 與上述者有關的任何其他附帶或相關用途 及╱或使本公司及香港股份過戶登記處能履 閣下簽署申請表格或向香港結算發出電子認購指 行對證券持有人及╱或監管機構承擔的責任 示,即表示同意上述各項。 及╱或證券持有人不時同意的任何其他用途。