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Unity Enterprise Holdings Limited Capital/Financing Update 2021

Mar 18, 2021

50438_rns_2021-03-18_57cd5622-770a-4e2a-8823-69a6e98b8d95.pdf

Capital/Financing Update

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Please use this Application Form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售 股份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本申請表格。

This Application Form uses the same terms as defined in the prospectus of Unity Enterprise Holdings Limited (the “ Company ”) dated 19 March 2021 (the “ Prospectus ”).

Staple 本申請表格使用盈滙企業控股有限公司(「 本公司 」)於二零二一年三月十九日刊發的招股章程(「 招股章程 」)所界定的相同詞語。 your Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United States without payment registration or an exemption from registration under the U.S. Securities Act. here 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。若無根據美國證券法登記 或獲豁免登記,公開發售股份不得在美國提呈發售或出售。 請將股款 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner 緊釘在此 whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論全部或部分)本申請 表格及招股章程。

Copies of the Prospectus, all related Application Forms, and the other documents specified in the paragraph under “Documents Delivered to the Registrar of Companies in Hong Kong” in Appendix VI to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong).

招股章程、所有相關申請表格及招股章程附錄六「送呈香港公司註冊處處長的文件」一段所述其他文件已根據香港法例第 32 章公 司(清盤及雜項條文)條例第 342C 條的規定送呈香港公司註冊處處長登記。

Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission (the “ SFC ”), and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents.

香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結算 」)、香港證券及期貨事務 監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不負責。

Unity Enterprise Holdings Limited 盈滙企業控股有限公司 (Incorporated in the Cayman Islands with limited liability) (在開曼群島註冊成立的有限公司)

Stock code : 2195 股份代號:2195 Maximum Offer Price : Not more than HK$0.56 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars based on the maximum Offer Price and subject to refund) 最高發售價:不超過每股發售股份 0.56 港元,另加 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯交所交易費(須於申請時按最高發售價 以港元繳足,多繳股款可予退還)

You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有其他關於申請程序的資料 本申請表格應與招股章程 併閱讀

Application Form 申請表格

To: Unity Enterprise Holdings Limited (the “ Company ”) The Sponsor The Joint Bookrunners The Joint Lead Managers The Underwriters

致:盈滙企業控股有限公司(「 本公司 」) 保薦人 聯席賬簿管理人 聯席牽頭經辦人 包銷商

Applicants’ declaration

I/We agree to the terms and conditions and the application procedures set forth in this Application Form and the Prospectus. Please refer to the “C. Effect of completing and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “C. Effect of completing and submitting this Application Form” section.

申請人聲明

本人╱吾等同意本申請表格及招股章程載列的條款及 條件以及申請程序。請參閱本申請表格「丙、填寫及遞 交本申請表格的效用」一節。

警告:任何人士只限作出一次為其利益而提出的認購 。 申請 請參閱「丙、填寫及遞交本申請表格的效用」一 節最後四點。

Please use this Application Form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售 股份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本申請表格。

Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 Broker No. 經紀號碼 Broker’s Chop 經紀印章

....................................................................... Date: 日期: ................ / ................ / ................. D 日 M 月 Y 年

Number of Public Offer Shares applied for (not more than 12,500,000) 申請公開發售股份數目(不 超過 12,500,000 股股份),500,000 股股份)500,000 股股份),000 股股份)000 股股份) 股股份)

Cheque/banker’s cashier order number more than 12,500,000) 申請公開發售股份數目(不 支票╱銀行本票號碼 12,500,000 股股份),500,000 股股份)500,000 股股份),000 股股份)000 股股份) 股股份) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) 兌現支 Total amount 總額 票╱銀行本票的銀行名稱(見「申請手續」一節) HK$ 港元

Total amount 總額

Name in English (in BLOCK Letters) 英文姓名╱名稱(以正楷填寫) Family name or company name 姓氏或公司名稱 Forename(s) 名字

Name in Chinese 中文姓名╱名稱

Family name or company name 姓氏或公司名稱 Forename(s) 名字

Occupation in English 職業(以英文填寫)

Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記 號碼 (請刪除不適用者)

Hong Kong Identity Card No./Passport No./Hong Kong Business Names of all other joint applicants in English (if any, in Registration No. of all other joint applicants (Please delete as BLOCK Letters) appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號 所有其他聯名申請人的英文姓名╱名稱(如有,以正楷填寫) 碼╱香港商業登記號碼 (請刪除不適用者) (1) (1) (2) (2)

(3)

(3)

Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK Letters) 香港地址(以英文正楷填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)

Telephone No. 電話號碼

For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節, 是項認購申請將視作為 閣下本身利益提出。請填寫每名 (聯名)實益擁有人的賬戶號碼或識別編碼。

THIS BOX MUST BE DULY COMPLETED 必須填妥此欄

Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶 口持有人或指定的中央結算系統參與者的參與者編號

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 英文正楷 填寫 姓 名╱名稱 及香港 地址 )

For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者 或中央結算系統公司投資者戶口持有人,亦請加蓋顯示公 司名稱的公司印鑒

For Internal Use 此欄供內部使用

(See paragraph 2 in the section “How to make your application”) ( 請參閱「申請手續」一節第 2 段)

Please use this Application Form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶 口或 閣下指定的中央結算系統參與者股份戶口,請使用本申請表格。

  • (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”.

  • 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬個別人士)或 香港商業登記號碼(如屬法人團體);請參閱「申請手續」一節第 2 段。

  • (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number.

  • 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個 別人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號 碼,否則請填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。

  • (3) Part of your Hong Kong Identity Card number/passport number or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque.

  • 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護 照號碼的一部分。有關資料將用於核實申請表格的有效性,亦會轉交第三方作資料核實和退款。 銀行於兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。

  • (4) If an application is made by an unlisted company and:

  • the principal business of that company is dealing in securities; and

  • you exercise statutory control over that company,

  • then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而:

  • ‧ 該公司主要從事證券買賣業務;及

  • ‧ 閣下對該公司可行使法定控制權,

  • 是項申請將視作為 閣下的利益提出。

  • (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers.

  • 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法人 團體)其香港商業登記號碼。

This page is intentionally left blank 此乃白頁 特意留空

Please use this Application Form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public Offer Shares and in one of the numbers set forth in the table. Otherwise your application will be rejected.
5,000 Public Offer Shares and in one of the numbers set forth in the table. Otherwise your application
will be rejected.
5,000 Public Offer Shares and in one of the numbers set forth in the table. Otherwise your application
will be rejected.
5,000 Public Offer Shares and in one of the numbers set forth in the table. Otherwise your application
will be rejected.
5,000 Public Offer Shares and in one of the numbers set forth in the table. Otherwise your application
will be rejected.
Unity Enterprise Holdings Limited
(HK$0.56 per Offer Share)
NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Public
Offer Shares
applied for
Amount
payable on
application
No. of Public
Offer Shares
applied for
Amount
payable on
application
No. of Public
Offer Shares
applied for
Amount
payable on
application
No. of Public
Offer Shares
applied for
Amount
payable on
application
HK$ 5,000
2,828.22
10,000
5,656.43
15,000
8,484.65
20,000
11,312.86
25,000
14,141.08
30,000
16,969.29
35,000
19,797.51
40,000
22,625.72
45,000
25,453.94
50,000
28,282.16
60,000
33,938.59
HK$ 70,000
39,595.02
80,000
45,251.45
90,000
50,907.88
100,000
56,564.31
150,000
84,846.47
200,000
113,128.62
250,000
141,410.78
300,000
169,692.94
350,000
197,975.09
400,000
226,257.25
450,000
254,539.40
HK$ 500,000
282,821.56
600,000
339,385.87
700,000
395,950.18
800,000
452,514.50
900,000
509,078.81
1,000,000
565,643.12
1,250,000
707,053.90
1,500,000
848,464.68
1,750,000
989,875.46
2,000,000
1,131,286.24
2,500,000
1,414,107.80
HK$ 3,000,000
1,696,929.36
3,500,000
1,979,750.92
4,000,000
2,262,572.48
5,000,000
2,828,215.60
6,000,000
3,393,858.72
7,000,000
3,959,501.84
8,000,000
4,525,144.96
9,000,000
5,090,788.08
10,000,000
5,656,431.20
11,000,000
6,222,074.32
12,500,000(1)
7,070,539.00

(1) Maximum number of Public Offer Shares you may apply for.

  1. You, as the applicant(s), must complete the Application Form in English (in BLOCK letters) as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop).

  2. If you are applying through a designated CCASS Participant (other than a CCASS investor participant):

  3. the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.

  4. If you are applying as an individual CCASS Investor Participant:

  5. the form must contain your NAME and Hong Kong I.D. Card number.

  6. your participant I.D. must be inserted in the appropriate box.

  7. If you are applying as a joint individual CCASS Investor Participant:

  8. the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants;

  9. your participant I.D. must be inserted in the appropriate box.

  10. If you are applying as a corporate CCASS Investor Participant:

  11. the form must contain your company name and Hong Kong Business Registration number;

  12. • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this Application Form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.

  1. Staple your cheque or banker’s cashier order to the Application Form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
The cheque must:
Banker’s cashier order must:

be in Hong Kong dollars;

not be post-dated;

be made payable to “ICBC (Asia) Nominee Limited — Unity Enterprise Holdings Public Offer”;

be crossed “Account Payee Only”;

be drawn on your Hong Kong dollar bank
account in Hong Kong; and

show your account name, which must either be
pre-printed on the cheque, or be endorsed on
the back by a person authorised by the bank.
This account name must correspond with your
name. If it is a joint application, the account
name must be the same as the first-named
applicant’s name.

be issued by a licensed bank in Hong Kong,
and have your name certified on the back by
a person authorised by the bank. The name on
the banker’s cashier order must correspond
with your name. If it is a joint application, the
name on the back of the banker’s cashier order
must be the same as the first-named applicant’s
name.
  1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Industrial and Commercial Bank of China (Asia) Limited:

District Branch name Branch address Hong Kong Island Central Branch: 1/F., 9 Queen’s Road Central, Hong Kong Wanchai Branch: 117–123 Hennessy Road, Wanchai, Hong Kong Kowloon Tsim Sha Tsui Branch: Shop 1&2, G/F, No. 35–37 Hankow Road, Tsimshatsui, Kowloon Mongkok Branch: G/F, Belgian Bank Building, 721–725 Nathan Road, Mongkok, Kowloon Kwun Tong Branch: Shop 5&6, 1/F, Crocodile Center, 79 Hoi Yuen Road, Kwun Tong, Kowloon New Territories Sha Tsui Road Branch: Shop 4, G/F Chung On Building, 297–313 Sha Tsui Road, Tsuen Wan, New Territories

  1. Your Application Form can be lodged at these times:

— Friday, 19 March 2021 9:00 a.m. to 5:00 p.m. — Saturday, 20 March 2021 9:00 a.m. to 1:00 p.m. — Monday, 22 March 2021 9:00 a.m. to 5:00 p.m. — Tuesday, 23 March 2021 9:00 a.m. to 5:00 p.m. Wednesday, 24 March 2021 — 9:00 a.m. to 12:00 noon

  1. The latest time for lodging your application is 12:00 noon on Wednesday, 24 March 2021. The Application Lists will open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in the paragraphs under “9. Effect of Bad Weather on the Opening of the Application Lists” in the section headed “How to Apply for the Public Offer Shares” in the Prospectus.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本申請表格。

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 5,000 股公開發售股份,並為下 表所列的其中一個數目。否則恕不受理。
表所列的其中一個數目。否則恕不受理。
表所列的其中一個數目。否則恕不受理。
表所列的其中一個數目。否則恕不受理。
表所列的其中一個數目。否則恕不受理。
盈滙企業控股有限公司
(每股發售股份0.56 港元)
可供申請認購公開發售股份數目及應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
5,000
2,828.22
10,000
5,656.43
15,000
8,484.65
20,000
11,312.86
25,000
14,141.08
30,000
16,969.29
35,000
19,797.51
40,000
22,625.72
45,000
25,453.94
50,000
28,282.16
60,000
33,938.59
港元
70,000
39,595.02
80,000
45,251.45
90,000
50,907.88
100,000
56,564.31
150,000
84,846.47
200,000
113,128.62
250,000
141,410.78
300,000
169,692.94
350,000
197,975.09
400,000
226,257.25
450,000
254,539.40
港元
500,000
282,821.56
600,000
339,385.87
700,000
395,950.18
800,000
452,514.50
900,000
509,078.81
1,000,000
565,643.12
1,250,000
707,053.90
1,500,000
848,464.68
1,750,000
989,875.46
2,000,000
1,131,286.24
2,500,000
1,414,107.80
港元
3,000,000
1,696,929.36
3,500,000
1,979,750.92
4,000,000
2,262,572.48
5,000,000
2,828,215.60
6,000,000
3,393,858.72
7,000,000
3,959,501.84
8,000,000
4,525,144.96
9,000,000
5,090,788.08
10,000,000
5,656,431.20
11,000,000
6,222,074.32
12,500,000(1)
7,070,539.00

(1) 閣下可申請認購的公開發售股份最高數目。

  1. 閣下作為申請人,必須按照下列指示以英文( 正楷 )填妥本申請表格,並於申請表格第二頁簽署, 只接納親筆簽名(不得以個人印章代替)。

  2. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:

  3. 該指定中央結算系統參與者必須於申請表格蓋上公司印章(須有公司名稱),並在適當欄目填上 參與者編號。

  4. 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:

  5. 表格須載有 閣下的姓名和香港身份證號碼。

  6. 須在適當方格內填寫 閣下的參與者編號。

  7. 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:

  8. 表格須載有所有聯名投資者戶口持有人的姓名和所有聯名投資者戶口持有人的香港身份證號碼;

  9. • 須在適當方格內填寫 閣下的參與者編號。

  10. 如 閣下以公司中央結算系統投資者戶口持有人名義提出申請:

  11. 表格須載有 閣下的公司名稱和香港商業登記號碼;

  12. • 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。 中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似事項如 有不確或遺漏,均可能導致申請無效。

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本申請表格。

  1. 閣下須將支票或銀行本票釘於本申請表格上。每份公開發售股份申請須附一張獨立開出支票或一張 獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則認購申請不獲接納:

支票必須: 銀行本票必須:

  • 以港元開出;

  • 不得為期票;

  • 註明抬頭人為「 工銀亞洲代理人有限公司[—] 盈滙企業控股公開發售 」;

  • • 劃線註明「只准入抬頭人賬戶」;

  • 從 閣下在香港的港元銀行賬戶中開出;及 • 須由香港持牌銀行開出,並由有關銀行授

  • • 顯示 閣下的賬戶名稱,而該賬戶名稱必須 權的人士在銀行本票背面簽署核證 閣下 已預印在支票上,或由有關銀行授權的人士 姓名╱名稱。銀行本票所示姓名╱名稱必須 在支票背書。賬戶名稱必須與 閣下姓名╱名 與 閣下姓名╱名稱相同。如屬聯名申請, 稱相同。如屬聯名申請,該賬戶名稱必須與 銀行本票背面所示姓名╱名稱必須與排名首 排名首位申請人的姓名╱名稱相同。 位申請人的姓名╱名稱相同。

  • 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家 中國工商銀行(亞洲)有限公司分行特設的收集箱:

地區 分行名稱 分行地址 香港區 中環分行: 香港皇后大道中 9 號 1 字樓 灣仔分行: 香港灣仔軒尼詩道 117–123 號 九龍區 尖沙咀分行: 九龍尖沙咀漢口道 35 至 37 號地下 1–2 號鋪 旺角分行: 九龍旺角彌敦道 721–725 號華比銀行大廈地下 觀塘分行: 九龍觀塘開源道 79 號鱷魚恤中心一樓 5 號和 6 號鋪 新界區 沙咀道分行: 新界荃灣沙咀道 297–313 號眾安大廈地下 4 號鋪

  1. 閣下可於下列時間遞交申請表格:

二零二一年三月十九日(星期五)[—] 上午九時正至下午五時正 二零二一年三月二十日(星期六)[—] 上午九時正至下午一時正 二零二一年三月二十二日(星期一)[—] 上午九時正至下午五時正 二零二一年三月二十三日(星期二)[—] 上午九時正至下午五時正 二零二一年三月二十四日(星期三)[—] 上午九時正至中午十二時正

  1. 截止遞交申請的時間為二零二一年三月二十四日(星期三)中午十二時正。本公司將於當日上午 十一時四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情 況(詳見招股章程「如何申請公開發售股份」一節「9. 惡劣天氣對開始登記認購申請的影響」各段)。

Please use this Application Form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.

Unity Enterprise Holdings Limited 盈滙企業控股有限公司 (Incorporated in the Cayman Islands with limited liability)

Share Offer

Conditions of your application A. Who can apply

• agree to disclose to the Company, the Hong Kong Share Registrar, the Receiving Bank, the Sponsor, the Joint Bookrunners, the Joint Lead Managers, the Public Offer Underwriters and/or their respective advisers and agents any personal data which they may require about you and the person(s) for whose benefit you have made the application;

  1. You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.

  2. If you are a firm, the application must be in the individual members’ names.

  3. The number of joint applicants may not exceed four. •

The number of joint applicants may not exceed four. • if the laws of any place outside Hong Kong apply to your If you are a body corporate, the application must be signed by application, agree and warrant that you have complied with all such a duly authorised officer, who must state his representative laws and none of the Company, the Sponsor, the Joint Bookrunners, capacity, and stamped with your corporation’s chop. the Joint Lead Managers, and the Public Offer Underwriters nor You must be outside the United States, not be a United States any of their respective officers or advisers will breach any law Person (as defined in Regulation S under the U.S. Securities Act). outside Hong Kong as a result of the acceptance of your offer to Unless permitted by the Listing Rules, you cannot apply for any purchase, or any action arising from your rights and obligations Public Offer Shares if you: under the terms and conditions contained in the Prospectus and this • are an existing beneficial owner of the Shares in the Company Application Form; and/or any of its subsidiaries; • agree that once your application has been accepted, you may not • are a Director or chief executive officer of the Company and/ rescind it because of an innocent misrepresentation; or any of its subsidiaries; • agree that your application will be governed by the laws of Hong • are a close associate of any of the above; or Kong; • have been allocated or have applied for any Placing Shares or • represent, warrant and undertake that (i) you understand that the otherwise participated in the Placing. Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose You, as a nominee, may make more than one application for the Public benefit you are applying for the Public Offer Shares are not a WHITE or YELLOW Application Form or U.S. person (as defined in Regulation S under the U.S. Securities electronic application instructions to HKSCC via Central Act) or are a person described in paragraph (h)(3) of Rule 902 of Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Regulation S; Participant), and lodge more than one application in your own name on • warrant that the information you have provided is true and accurate; behalf of different beneficial owners. • agree to accept the Public Offer Shares applied for, or any lesser C. Effect of completing and submitting this Application Form number allocated to you under the application; By completing and submitting this Application Form, you (and if you • authorise the Company to place the name of the HKSCC Nominees are joint applicants, each of you jointly and severally) for yourselves or on the Company’s register of members as the holder(s) of any as an agent or a nominee on behalf of each person for whom you act: Public Offer Shares allocated to you, and the Company and/or its undertake to execute all relevant documents and instruct and agents to deposit any Share certificate(s) into CCASS and/or to send authorise the Company and/or the Sponsor and/or the Joint any refund cheque(s) to you or the first-named applicant for joint Bookrunners (or their respective agents or nominees), as agents application by ordinary post at your own risk to the address stated of the Company, to execute any documents for you and to do on on the application, unless you have chosen to collect the Share your behalf all things necessary to register any Public Offer Shares certificate and/or refund cheque(s) in person;

  1. If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop.

  2. You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act).

  3. Unless permitted by the Listing Rules, you cannot apply for any Public Offer Shares if you:

B. If you are a nominee

You, as a nominee, may make more than one application for the Public Offer Shares by (i) using a WHITE or YELLOW Application Form or (ii) giving electronic application instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant), and lodge more than one application in your own name on • behalf of different beneficial owners. • C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you • are joint applicants, each of you jointly and severally) for yourselves or as an agent or a nominee on behalf of each person for whom you act:

  • undertake to execute all relevant documents and instruct and authorise the Company and/or the Sponsor and/or the Joint Bookrunners (or their respective agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;

agree that the Shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS Participant;

  • agree to comply with the Companies Act, the Companies Ordinance, the Companies (WUMP) Ordinance, and the Articles of Association;

  • confirm that you have read the terms and conditions and application procedures set forth in the Prospectus and in this Application Form and agree to be bound by them;

• agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted Shares issued in the name of HKSCC Nominees or not to accept such allotted Shares for deposit into CCASS; (2) to cause such allotted Shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted Shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the certificates for such allotted Shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;

  • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

  • • confirm that you are aware of the restrictions on the Share Offer in the Prospectus;

  • • agree that none of the Company, the Sponsor, the Joint Bookrunners, the Joint Lead Managers, the Public Offer Underwriters, their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Share Offer is or will be liable for any information and representations not in the Prospectus (and any supplement to it);

  • agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted shares issued in the name of HKSCC Nominees;

  • agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this application form;

  • agree that neither HKSCC nor HKSCC Nominees shall be liable to you in any way;

  • undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any Offer Shares under the Placing nor participated in the Placing;

  • declare and represent that this is the only application made and the only application intended by me/us to be made to benefit me/us or the person for whose benefit I am/we are applying;

  • understand that the Company, and the Joint Bookrunners will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;

Please use this Application Form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.

  • (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC by you or by anyone as your agent or by any other person;

  • (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.

D. Power of attorney

If your application is made through an authorised attorney, the Company and the Joint Bookrunners may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.

Determination of Offer Price and Allocation of Public Offer Shares

The Offer Price is expected to be fixed on or around Wednesday, 24 March 2021. Applicants are required to pay the maximum Offer Price of HK$0.56, together with 1.0% brokerage fee, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee based on the maximum Offer Price of HK$0.56. If the Offer Price is not agreed between the Company and the Joint Bookrunners (for themselves and on behalf of the other Underwriters) on or before Thursday, 25 March 2021, the Share Offer will not proceed.

If the Offer Price, as finally determined, is less than the low-end of the indicative range of the Offer Price, or if there is any change in the number of the Offer Shares, applicants of the Public Offer Shares will be notified by a notice issued by the Company as set forth in the section headed “Structure and Conditions of the Share Offer — Pricing and Allocation — Determining of the Offer Price” in the Prospectus for the purpose of re-confirming their submitted applications under the Public Offer. If applicants have been so notified but have not confirmed their applications in accordance with the prescribed procedures set forth in the notification, the un-confirmed applications under the Public Offer will be deemed revoked by the applicants. All application monies will be returned to the relevant applicants, without interest. Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the Application Lists close.

The Company expects to announce the Offer Price, the indication of the level of interest in the Placing, the level of applications under the Public Offer, and the basis of allocation of the Public Offer Shares on Tuesday, 30 March 2021 on the websites of the Stock Exchange at www.hkexnews.hk and the Company at www.hongdau.com.hk . Results of allocations in the Public Offer and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.

The allocation of the Offer Shares between the Public Offer and the Placing will be subject to reallocation as set forth in the section headed “Structure and Conditions of the Share Offer” in the Prospectus. In particular, the Offer Shares to be offered in the Public Offer and the Placing may be reallocated as between these offerings at the discretion of the Joint Bookrunners. Such reallocation will be conducted in accordance with Practice Note 18 of the Listing Rules. In accordance with Guidance Letter HKEX-GL91-18 issued by the Stock Exchange, if such reallocation is done other than pursuant to Practice Note 18 of the Listing Rules, the maximum total number of Offer Shares that may be allocated to the Public Offer following such reallocation shall not be more than double of the initial allocation to the Public Offer, i.e. 50,000,000 Offer Shares, and the final Offer Price shall be fixed at HK$0.50 per Offer Share, being the low end of the indicative range of the Offer Price .

If your application for Public Offer Shares is successful (in whole

or in part)

If your application is wholly or partially successful, your Share certificate(s) (subject to their becoming valid certificates of title provided that the Public Offer has become unconditional and not having been terminated at 8:00 a.m. on Wednesday, 31 March 2021) will be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant as instructed by you in your Application Form on Tuesday, 30 March 2021 or, in the event of a contingency, on any other date as shall be determined by HKSCC or HKSCC Nominees.

  • If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For Public Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS Investor Participant), you can check the number of Public Offer Shares allotted to you with that CCASS Participant.

  • • If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Public Offer on the website of the Stock Exchange at www.hkexnews.hk and the Company’s website at www.hongdau.com.hk . You should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Tuesday, 30 March 2021 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Public Offer Shares to your stock account you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Public Offer Shares credited to your stock account.

  • No receipt will be issued for application money paid. The Company will not issue temporary documents of title.

Refund of your money

If you do not receive any Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1.0% brokerage fee, 0.0027% SFC transaction levy, and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1.0% brokerage fee, 0.0027% SFC transaction levy, and 0.005% Stock Exchange trading fee) without interest.

The refund procedures are stated in the “13. Despatch/Collection of Share Certificates and Refund Monies” in the section headed “How to Apply for the Public Offer Shares” in the Prospectus.

Effect of the Information You Give to Computershare Hong Kong Investor Services Limited

Computershare Hong Kong Investor Services Limited and its related bodies’ corporate, directors, officers, employees and agents (“ Representatives ”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本申請表格。

Unity Enterprise Holdings Limited 盈滙企業控股有限公司 (於開曼群島註冊成立的有限公司) 股份發售

  • 同意應本公司、香港股份過戶登記處、收款銀行、保 薦人、聯席賬簿管理人、聯席牽頭經辦人、公開發售 包銷商及╱或其各自的顧問及代理要求,向彼等披露 所要求提供有關 閣下及 閣下為其利益提出申請的 人士的個人資料;

申請條件

甲、可提出申請的人士

  1. 閣下及 閣下為其利益提出申請的人士必須年滿 18 歲並有香港地址。

  2. 如 閣下為商號,申請必須以個別成員名義提出。

  3. 若香港境外任何地方的法例適用於 閣下的申請,則

    1. 聯名申請人不得超過四名。 同意及保證 閣下已遵守所有有關法例,且本公司、
    1. 如 閣下為法人團體,申請須經獲正式授權人員簽 保薦人、聯席賬簿管理人、聯席牽頭經辦人及公開發
  4. 署,並註明其所屬代表身份及蓋上公司印鑑。 售包銷商及彼等各自的高級職員或顧問概不會因接

    1. 閣下必須身處美國境外,並非美籍人士(定義見美國 納 閣下的購買要約,或 閣下在招股章程及本申請
  5. 證券法 S 規例)。 表格所載的條款及條件項下的權利及責任所引致的任

    1. 除非為上市規則所容許,否則,下列人士概不得申請 何行動,而違反香港境外的任何法例;
  6. 聯名申請人不得超過四名。

  7. 除非為上市規則所容許,否則,下列人士概不得申請 認購任何公開發售股份:

  8. 同意 閣下的申請一經接納,即不得因無意的失實陳

  9. • 本公司及╱或任何附屬公司股份的現有實益擁有 述而撤銷;

  10. 人; • 同意 閣下的申請受香港法例規管;

  11. 本公司及╱或任何附屬公司的董事或行政總裁;

  12. 聲明、保證及承諾:(i) 閣下明白公開發售股份不曾 亦不會根據美國證券法登記;及 (ii) 閣下及 閣下 為其利益申請公開發售股份的人士均非美國人(定義 見美國證券法 S 規例),或屬 S 規例第 902 條第 (h)(3) 段所述人士;

  13. 上述任何人士的緊密聯繫人;或

  14. 已獲分配或已申請任何配售股份或其他方式參與 配售的人士。

乙、如 閣下為代名人

  • 保證 閣下提供的資料真實及準確;

閣下作為代名人可提交超過一份公開發售股份申請,方 法是 (i) 使用 白色黃色 申請表格或 (ii) 通過中央結算及 交收系統(「 中央結算系統 」)向香港結算發出 電子認購指 示 (如 閣下為中央結算系統參與者),以本身名義代表 不同的實益擁有人提交超過一份申請。

  • 同意接納所申請數目或分配予 閣下惟數目較申請為 少的公開發售股份;

  • 授權本公司將香港結算代理人的名稱列入本公司股 東名冊,作為 閣下獲分配的任何公開發售股份的持 有人,並授權本公司及╱或其代理將任何股票存入中 央結算系統及╱或以普通郵遞方式按申請所示地址 向 閣下或聯名申請的排名首位申請人發送任何退款 支票,郵誤風險由 閣下承擔,除非 閣下選擇親身 領取股票及╱或退款支票;

丙、填寫及遞交本申請表格的效用

  • 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯 名申請人,即各人共同及個別)代表 閣下本身,或作 為 閣下代其行事的每位人士的代理或代名人:

  • 同意獲配發的股份是以香港結算代理人的名義發行, 並直接存入中央結算系統,以寄存於 閣下的投資者 戶口持有人股份戶口或 閣下的指定中央結算系統參 與者股份戶口;

  • 承諾簽立所有相關文件,並指示及授權本公司及╱或 作為本公司代理的保薦人及╱或聯席賬簿管理人(或 其各自代理或代名人),為按照組織章程細則的規定 將 閣下獲分配的任何公開發售股份以香港結算代理 人的名義登記而代表 閣下簽立任何文件及代 閣下 進行一切必需事宜;

  • 同意香港結算及香港結算代理人各自保留權利 (1) 不 接納以香港結算代理人名義發行的該等獲配發的任 何或部分股份,或不接納該等獲配發的股份存入中 央結算系統;(2) 安排該等獲配發的股份從中央結算 系統提取,並以 閣下名義發行,有關風險及費用 概由 閣下自行承擔;及 (3) 安排該等獲配發的股份 以 閣下名義發行(或如屬聯名申請人,則以排名首 位申請人的名義發行),而在此情況下,會以普通郵 遞方式將該等獲配發股份的股票寄往 閣下在申請表 格上所示地址(郵誤風險概由 閣下自行承擔)或安排 該等股票予 閣下領取;

  • 同意遵守公司法、公司條例、公司(清盤及雜項條文) 條例及組織章程細則;

  • 確認 閣下已閱讀招股章程及本申請表格所載條款及 條件以及申請程序,並同意受其約束;

  • • 確認 閣下已接獲及閱讀招股章程,且 閣下提出申 請時僅依賴招股章程所載資料及陳述而不會依賴任 何其他資料或陳述(招股章程任何補充文件所載者除 外);

  • 確認 閣下知悉招股章程內有關股份發售的限制;

  • 同意香港結算及香港結算代理人均可調整獲配發以香 港結算代理人名義發行的股份數目;

  • 同意本公司、保薦人、聯席賬簿管理人、聯席牽頭經 辦人、公開發售包銷商、彼等各自的董事、高級職 員、僱員、合夥人、代理、顧問及參與股份發售的任 何其他各方現時及日後均毋須對並非載於招股章程(及 其任何補充文件)的任何資料及陳述負責;

  • 同意香港結算及香港結算代理人對並非載於招股章程 及本申請表格的資料及陳述概不負責;

  • 同意香港結算及香港結算代理人概不以任何方式 對 閣下負責;

  • 承諾及確認 閣下或 閣下為其利益提出申請的人士 並無申請或接納或表示有意認購(亦不會申請或接納 或表示有意認購)配售的任何發售股份,亦無參與配 售;

  • 聲明及陳述此乃本人╱吾等為本身或本人╱吾等為其 利益提出申請的人士的利益提出及擬提出的唯一申 請;

  • 明白本公司及聯席賬簿管理人將依賴 閣下的聲明及 陳述以決定是否向 閣下配發任何公開發售股份, 閣 下如作出虛假聲明,可能會被檢控;

  • 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本申請表格。

  • (如本申請為 閣下本身的利益提出)保證 閣下或作 為 閣下代理的任何人士或任何其他人士不曾亦不會 為 閣下的利益以 白色黃色 申請表格或向香港結算 發送 電子認購指示 而提出其他申請;

如 閣下的公開發售股份申請獲接納(全部或部分) 如 閣下的申請全部或部分獲接納, 閣下的股票(前提 是到二零二一年三月三十一日(星期三)上午八時正公開 發售成為無條件且並無被終止,股票成為有效的所有權 證明)將以香港結算代理人名義發出,並按 閣下在申 請表格的指示於二零二一年三月三十日(星期二)或在特 別情況下由香港結算或香港結算代理人指定的任何其他 日期直接存入中央結算系統,記入 閣下的中央結算系 統投資者戶口持有人股份戶口或 閣下指定的中央結算 系統參與者股份戶口。

  • (如 閣下作為代理為另一人士的利益提出申請)保證 (i) 閣下(作為代理或為該人士利益)或該人士或任何 其他作為該人士代理的人士不曾亦不會以 白色黃色 申請表格或向香港結算發送 電子認購指示 而提出其他 申請及 (ii) 閣下獲正式授權作為該人士的代理代為 。

  • 簽署申請表格或發送 電子認購指示

  • 如 閣下透過中央結算系統投資者戶口持有人以外的 指定中央結算系統參與者提出申請:公開發售股份將

  • 丁、授權書 存入 閣下指定的中央結算系統參與者(非中央結算

  • 如 閣下透過授權人士提出申請,本公司及聯席賬簿管 系統投資者戶口持有人)股份戶口, 閣下可向該中央

  • 理人可按其認為合適的條件(包括出示獲授權證明)酌情 結算系統參與者查詢 閣下獲配發的公開發售股份數

  • 接納或拒絕 閣下的申請。 目。

  • • 如 閣下以中央結算系統投資者戶口持有人身份提出

  • 釐定發售價及分配公開發售股份 申請:本公司預期將在聯交所網站 www.hkexnews.hk

  • 預期發售價將於二零二一年三月二十四日(星期三)或前 及本公司網站 www.hongdau.com.hk 刊登中央結算

  • 後釐定。申請人須繳付最高發售價 0.56 港元,另加 港元,另加 1.0% 系統投資者戶口持有人的申請結果及公開發售的結

  • 經紀佣金、0.0027% 證監會交易徵費及0.0027% 證監會交易徵費及 證監會交易徵費及 0.005% 聯交所交 聯交所交 果。 閣下應查閱本公司刊發的公告,如有任何資料

  • 易費(按最高發售價 0.56 港元計算)。倘若本公司與聯席 港元計算)。倘若本公司與聯席 不符,請於二零二一年三月三十日(星期二)或香港結

  • 賬簿管理人(為其本身及代表其他包銷商)並無於二零 算或香港結算代理人釐定的任何其他日期下午五時正 二一年三月二十五日(星期四)或之前協定發售價,股份 前知會香港結算。緊隨公開發售股份存入 閣下的股 發售將不會進行。 份戶口後, 閣下即可透過「結算通」電話系統及中央 倘最終釐定的發售價低於指示性發售價範圍的下限,或 結算系統互聯網系統(根據香港結算當時生效的《投 倘發售股份的數目出現任何變動,本公司將發出招股章 資者戶口操作簡介》所載程序)查詢 閣下的新戶口結 程「股份發售的架構及條件[—] 定價及分配[—] 釐定發售 餘。香港結算亦將向 閣下提供一份活動結單,列出 價」一節所載之通知知會公開發售股份申請人,以再次 存入 閣下股份戶口的公開發售股份數目。 確認彼等所遞交之公開發售申請。倘申請人已獲通知但 本公司不會就申請時繳付的款項發出收據,亦不會發出 尚未根據通知中所載指定程序確認其申請,未確認公開 臨時所有權文件。 發售申請將被視作由申請人撤回。所有申請股款將退還 予相關申請人,不計利息。 退回股款

如 閣下透過授權人士提出申請,本公司及聯席賬簿管 理人可按其認為合適的條件(包括出示獲授權證明)酌情 接納或拒絕 閣下的申請。

釐定發售價及分配公開發售股份

預期發售價將於二零二一年三月二十四日(星期三)或前 後釐定。申請人須繳付最高發售價 0.56 港元,另加 港元,另加 1.0% 經紀佣金、0.0027% 證監會交易徵費及0.0027% 證監會交易徵費及 證監會交易徵費及 0.005% 聯交所交 聯交所交 易費(按最高發售價 0.56 港元計算)。倘若本公司與聯席 港元計算)。倘若本公司與聯席 賬簿管理人(為其本身及代表其他包銷商)並無於二零 二一年三月二十五日(星期四)或之前協定發售價,股份 發售將不會進行。

若 閣下未獲分配任何發售股份或申請僅部分獲接納, 本公司將不計利息退回 閣下的申請股款(包括相關的 1.0% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯交 所交易費)。如發售價低於最高發售價,本公司將不計利 息向 閣下退回多收申請股款(包括相關的 1.0% 經紀佣 金、0.0027% 證監會交易徵費及 0.005% 聯交所交易費)。 有關退款程序載於招股章程「如何申請公開發售股份」 一節「13. 發送╱領取股票及退回股款」。

截止登記認購申請前概不處理公開發售股份的申請或配 發任何公開發售股份。

本公司預期於二零二一年三月三十日(星期二)在聯交所網 站 www.hkexnews.hk 及本公司網站 www.hongdau.com.hk 公佈發售價、配售踴躍程度、公開發售的申請水平及公 開發售股份的配發基準。公開發售的分配結果及成功申 請人的香港身份證號碼╱護照號碼╱香港商業登記號碼 (如適用)將於上述網站公佈。 公開發售與配售之間的發售股份分配將按招股章程「股 份發售的架構及條件」一節所載予以重新分配。尤其是, 透過公開發售及配售將予提呈的發售股份可由聯席賬簿 管理人於該等發售之間酌情重新分配。有關重新分配根 據上市規則第 18 項應用指引進行。根據聯交所發出的指 引函 HKEX-GL91-18,倘並非根據上市規則第 18 項應用 指引進行有關重新分配,於有關重新分配後可重新分配 至公開發售的發售股份總數最多不得超過向公開發售所 作初步分配的兩倍,即 50,000,000 股發售股份,而最終 發售價須釐定為每股發售股份 0.50 港元,即指示性發售 價範圍的下限。

閣下提供予香港中央證券登記有限公司資料的有關影響

香港中央證券登記有限公司及其有關聯的法人團體、董 事、高級職員、僱員及代理(「 代表 」)在法律所容許的最 大限度內明確卸棄及免除在任何方面與申請人或代表申 請人在此文件提供的或與此文件或在此文件下提供的任 何服務相關的任何資料,或申請人或代表申請人提供與 此文件或在此文件下提供的任何服務相關的任何其他書 面或口頭通訊,有關或相關由申請人或任何其他人士或 實體所遭受或招致不論如何造成的任何損失或損害的任 何責任。此包括,但不限於,該等資料中不論如何造成 的任何錯誤或遺漏,或代表或任何其他人士或實體對該 等資料或任何該等資料的文件記錄、影像、記錄或複製 品作出的任何依據,或其準確性、完整性、合時性或可 靠性。

Please use this Application Form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.

Personal Data

Personal Information Collection Statement

This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).

1. Reasons for the collection of your personal data

It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar.

Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully applied for and/or the dispatch of share certificate(s) and/or refund cheque(s) to which you are entitled.

It is important that securities holders inform the Company and the Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied.

2. Purposes

The personal data of the securities holders may be used, held, processed, and/or stored (by whatever means) for the following purposes:

  • processing your application and refund cheque, where applicable, verification of compliance with the terms and application procedures set forth in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;

  • compliance with applicable laws and regulations in Hong Kong and elsewhere;

  • registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;

  • maintaining or updating the register of securities’ holders of the Company;

  • verifying securities holders’ identities;

  • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues and bonus issues, etc.;

  • distributing communications from the Company and its subsidiaries;

  • compiling statistical information and securities holders profiles;

  • disclosing relevant information to facilitate claims on entitlements; and

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

3. Transfer of personal data

Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:

  • the Company’s appointed agents such as financial advisers, receiving bankers and overseas principal share registrar;

  • where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;

  • a n y a g e n t s , c o n t r a c t o r s o r t h i r d - p a r t y service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Share Registrar in connection with their respective business operation;

  • the Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and

  • any persons or institutions with which the securities’ holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.

4. Retention of personal data

The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

5. Access to and correction of personal data

Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本申請表格。

• 與上述者有關的任何其他附帶或相關用途 及╱或使本公司及香港股份過戶登記處能履 行對證券持有人及╱或監管機構承擔的責任 及╱或證券持有人不時同意的任何其他用途。

個人資料

個人資料收集聲明

此項個人資料收集聲明是向公開發售股份的申請 人和持有人說明有關本公司及其香港股份過戶登 3. 轉交個人資料 記處有關個人資料和香港法例第 486 章《個人資料 (私隱)條例》(「《(「《 條例 》」)方面的政策和措施。

本公司及其香港股份過戶登記處所持有關證券持 (私隱)條例》(「《(「《 條例 》」)方面的政策和措施。 有人的個人資料將會保密,但本公司及其香港股 份過戶登記處可以在將資料用作上述任何用途之 1. 收集 閣下個人資料的原因 必要情況下,向下列任何人士披露、獲取或轉交 證券申請人及登記持有人以本身名義申請證券或 (無論在香港境內或境外)有關個人資料: 轉讓或受讓證券時或尋求香港股份過戶登記處的 • 本公司委任的代理人,如財務顧問、收款銀行 服務時,必須向本公司或其代理及香港股份過戶 及主要海外股份過戶登記處; 登記處提供準確個人資料。 • (如證券申請人要求將證券存於中央結算系統) 未能提供所要求的資料可能導致 閣下的證券申 香港結算或香港結算代理人;彼等將會就中央 請被拒或延遲,或本公司或其香港股份過戶登記 結算系統的運作使用有關個人資料; 處無法落實轉讓或提供服務。此舉亦可能妨礙或 • 向本公司或香港股份過戶登記處提供與其各自 延遲登記或轉讓 閣下獲接納申請的公開發售股 業務運作有關的行政、電訊、電腦、付款或其 份及╱或寄發 閣下應得的股票及╱或退款支票。 他服務的任何代理、承辦商或第三方服務供應 證券持有人所提供的個人資料如有任何錯誤,須 商; • 聯交所、證監會及任何其他法定監管機關或政 立即通知本公司及香港股份過戶登記處。 府部門或遵照法例、規則或法規的規定;及 • 證券持有人與其進行或擬進行交易的任何人士 2. 用途 或機構,如其銀行、律師、會計師或股票經紀 證券持有人的個人資料被採用及以任何方式持 等。 有,處理及╱或保存,以作下列用途:

  • 處理 閣下的申請及退款支票(如適用)、核實 是否符合本申請表格及招股章程載列的條款和 申請程序以及公布公開發售股份的分配結果;

4. 個人資料的保留

本公司及其香港股份過戶登記處將按收集個人資 料所需的用途保留證券申請人及持有人的個人資 料。無需保留的個人資料將會根據條例銷毀或處 理。

  • 遵守香港及其他地區的適用法律及法規;

  • 以證券持有人(包括香港結算代理人(如適用)) 的名義登記新發行證券或轉讓或受讓證券;

  • 存置或更新本公司證券持有人的名冊;

5. 查閱和更正個人資料

  • 核實證券持有人的身份;

證券持有人有權確定本公司或香港股份過戶登記 處是否持有其個人資料,並有權索取有關該資料 的副本並更正任何不準確資料。本公司及香港股 份過戶登記處有權就處理任何查閱資料的要求收 取合理費用。所有查閱資料或更正資料的要求應 按招股章程「公司資料」一節所披露或不時通知 的本公司註冊地址送交公司秘書,或向本公司的 香港股份過戶登記處的私隱事務主任提出。

  • 確定本公司證券持有人的受益權利,例如股 息、供股和紅股等;

  • 分發本公司及其附屬公司的通訊;

  • 編製統計數據和證券持有人資料;

  • 披露有關資料以便就權益提出申索;及

閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。