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UNITY BANCORP INC /NJ/ — Director's Dealing 2025
Jan 28, 2025
32788_dirs_2025-01-28_4a15dfeb-7612-4266-882c-03f08b622fe2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2025-01-27
Reporting Person: BRODY MARK S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-27 | Restricted Stock | A | 1600.00 | $0.00 | Acquired | 4750.00 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 71802.00 | Direct |
| Common Stock | 40102.00 | Indirect |
| Common Stock | 247465.00 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $ | Common Stock () | 20000.00 | Direct |
Footnotes
F1: 1,600 restricted shares were granted on 1/27/2025 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 400 shares on 1/27/2026, 400 shares on 1/27/2027, 400 shares on 1/27/2028, and 400 shares on 1/27/2029.
F2: 4,750 shares are held in an account at Computershare, which have upcoming vesting dates.
F3: A total of 71,802 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 24,654 are held in an account at Shareworks, and 120 are held in an account at Computershare.
F4: Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
F5: 20,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.