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UNITY BANCORP INC /NJ/ — Director's Dealing 2025
Feb 3, 2025
32788_dirs_2025-02-03_3b8dec07-3bce-4e44-bfbf-75d3cfb55a4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2025-01-31
Reporting Person: BRODY MARK S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-31 | Common Stock | M | 1600.00 | $10.97 | Acquired | 73402.00 | Direct |
| 2025-01-31 | Common Stock | S | 1600.00 | $48.32 | Disposed | 71802.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-01-31 | Stock Option (Right to Buy) | $10.97 | M | 1600.00 | Disposed | 2026-01-05 | Common Stock (1600.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40102.00 | Indirect |
| Common Stock | 247465.00 | Indirect |
| Restricted Stock | 4750.00 | Direct |
Footnotes
F1: A total of 71,802 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 24,654 are held in an account at Shareworks, and 120 are held in an account at Computershare.
F2: Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
F3: 4,750 shares are held in an account at Computershare, which have upcoming vesting dates.
F4: 18,400 stock options were granted under various dates and vesting periods of which all are currently exercisable.