UNITY BANCORP INC /NJ/ — Director's Dealing 2024

Jan 4, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2024-01-02

Reporting Person: BRODY MARK S (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-01-02	Restricted Stock	A	2200.00	$0.00	Acquired	4950.00	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	70002.00	Direct
Common Stock	40102.00	Indirect
Common Stock	247465.00	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Right to buy)	$		Common Stock ()	22800.00	Direct

Footnotes

F1: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2: 4,950 shares are held in an account at Computershare, which have upcoming vesting dates.

F3: A total of 70,002 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 22,854 are held in an account at Shareworks, and 120 are held in an account at Computershare.

F4: Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.

F5: 22,800 stock options were granted under various dates and vesting periods of which all are currently exercisable.