AI assistant
UNITY BANCORP INC /NJ/ — Director's Dealing 2024
Feb 2, 2024
32788_dirs_2024-02-02_00eb83eb-48d0-4a1e-aef6-b5bfe57106f8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2024-01-31
Reporting Person: HUGHES JAMES A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-31 | Common Stock | M | 377.00 | $7.25 | Acquired | 137112.00 | Direct |
| 2024-01-31 | Common Stock | S | 234.00 | $29.3431 | Disposed | 136878.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-31 | Stock Option (Right to Buy) | $7.25 | M | 377.00 | Disposed | 2024-03-27 | Common Stock (377.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 42824.00 | Direct |
Footnotes
F1: 136,878 shares consisting of 109,084 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.
F2: 42,000 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 42,824.
F3: Vested 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017
F4: 115,013 stock options were granted under various dates and vesting periods of which 106,680 are currently exercisable.