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UNITY BANCORP INC /NJ/ — Director's Dealing 2024
Nov 26, 2024
32788_dirs_2024-11-26_1173b7d6-69df-499f-a426-a1a78f5f25d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2024-11-25
Reporting Person: BRODY MARK S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-25 | Common Stock | M | 2800.00 | $10.97 | Acquired | 72802.00 | Direct |
| 2024-11-25 | Common Stock | S | 2800.00 | $47.3329 | Disposed | 70002.00 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40102.00 | Indirect |
| Common Stock | 247465.00 | Indirect |
| Restricted Stock | 4950.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $ | Common Stock () | 20000.00 | Direct |
Footnotes
F1: A total of 70,002 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 22,854 are held in an account at Shareworks, and 120 are held in an account at Computershare.
F2: Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
F3: 4,950 shares are held in an account at Computershare, which have upcoming vesting dates.
F4: 20,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.