UNITY BANCORP INC /NJ/ — Director's Dealing 2023

Jan 5, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2023-01-03

Reporting Person: BRODY MARK S (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-01-03	Restricted Stock	A	2000.00	$0.00	Acquired	4000.00	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	68752.00	Direct
Common Stock	40102.00	Indirect
Common Stock	247465.00	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Right to buy)	$		Common Stock ()	22800.00	Direct

Footnotes

F1: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2: 4,000 shares are held in an account at Computershare, which have upcoming vesting dates.

F3: A total of 68,752 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held in street name, 21,604 are held in an account at Shareworks, and 120 are held in an account at Computershare.

F4: Shares held in a master account of Financial Planning Analysts over which Dr. Mark Brody has no voting authority, but has dispositive power.

F5: 22,800 stock options were granted under various dates and vesting periods of which 21,467 are currently exercisable.