AI assistant
UNITY BANCORP INC /NJ/ — Director's Dealing 2023
Jan 5, 2023
32788_dirs_2023-01-05_1deb49f2-d9a1-438d-a4a3-226f143ed9a2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2023-01-03
Reporting Person: DALLAS DAVID D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-03 | Restricted Stock | A | 2000.00 | $0.00 | Acquired | 5180.00 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24169.00 | Direct |
| Common Stock | 1746630.00 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $ | Common Stock () | 17333.00 | Direct |
Footnotes
F1: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.
F2: 4,475 shares are held in an account at Computershare, which have upcoming vesting dates. 705 shares are dividend reinvested shares for a total of 5,180
F3: 24,169 shares are held in an account at Shareworks of which dividends are reinvested quarterly.
F4: 186,320 shares are held in an account at Computershare, 1,560,310 shares are held in a brokerage account.
F5: 17,333 stock options were granted under various dates and vesting periods of which 16,000 are currently exercisable.