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UNITY BANCORP INC /NJ/ — Director's Dealing 2023
Feb 14, 2023
32788_dirs_2023-02-14_52fa46e1-1c0d-4133-9093-969c76dbb1e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2023-02-10
Reporting Person: Souders Donald E. Jr. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-10 | Common Stock | M | 168.00 | $18.77 | Acquired | 14533.00 | Direct |
| 2023-02-10 | Common Stock | M | 1605.00 | $19.75 | Acquired | 16138.00 | Direct |
| 2023-02-10 | Common Stock | S | 168.00 | $27.00 | Disposed | 15970.00 | Direct |
| 2023-02-10 | Common Stock | S | 1605.00 | $27.00 | Disposed | 14365.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-10 | Stock Option (Right to Buy) | $19.75 | M | 1605.00 | Disposed | 2028-01-02 | Common Stock (1605.00) | Direct |
| 2023-02-10 | Stock Option (Right to Buy) | $18.77 | M | 168.00 | Disposed | 2028-12-21 | Common Stock (168.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 4475.00 | Direct |
Footnotes
F1: 14,288 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts.
F2: 4,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
F3: Vests 1,067 share(s) on 02-Jan-2019, 1,066 share(s) on 02-Jan-2020, 1,066 share(s) on 02-Jan-2021.
F4: Vests 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.
F5: 15,027 stock options were granted under various dates and vesting periods of which 13,694 are currently exercisable.